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Credit Rating Agencies Regulations 2010 [SI 2010 No. 906]Introductory TextPart 1 General (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 The Financial Conduct Authority (regs. 3-7)Regulation 3 Designation of competent authorityRegulation 4 FeesRegulation 5 Disclosure of confidential informationRegulation 6 GuidanceRegulation 7 MiscellaneousPart 3 Applications for certification and registration (regs. 8-10)Regulation 8 Language for applicationsRegulation 9 Approval decisionsRegulation 10 Refusal decisionsPart 4 Investigatory Powers (regs. 11-18)Regulation 11 Application of this PartRegulation 12 Interpretation of this PartRegulation 13 Information and documentsRegulation 14 Reports by skilled personsRegulation 15 InvestigationsRegulation 16 Investigators: powers and evidenceRegulation 17 Information and documents: supplemental provisionsRegulation 18 Entry of premises under warrantPart 5 Supervisory measures (regs. 19-20)Regulation 19 Appropriate measuresRegulation 20 InjunctionsPart 6 Penalties and offences (regs. 21-28)Regulation 21 Financial penaltiesRegulation 22 Statements of policyRegulation 23 Publication of penaltiesRegulation 24 Offences relating to investigatory powersRegulation 25 Offence of misleading the AuthorityRegulation 26 Offences by bodies corporate etcRegulation 27 Proceedings for offencesRegulation 28 Unincorporated associationsPart 7 Appeals (reg. 29)Regulation 29 AppealsPart 8 Notices (reg. 30)Regulation 30 Application of Part 26 of the ActPart 9 Capital Requirements Regulations 2006 (reg. 31)Regulation 31 Amendments to the Capital Requirements Regulations 2006Part 10 ESMA: Investigatory Powers (regs. 32-34)Regulation 32 Records of telephone and data traffic: Article 23c(1)(e) of the EC RegulationRegulation 33 Inspections: Article 23d of the EC RegulationRegulation 34 Offences: Article 23d inspectionsSignatureExplanatory NoteExplanatory MemorandumImpact Assessment
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 22 March 2010

Credit Rating Agencies Regulations 2010 [SI 2010 No. 906]

To be revoked by s. 1 and Sch. 1 Pt 2 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 2 not yet fully commenced.

Introductory Text
Part 1 General (regs. 1-2)
Regulation 1 Citation and commencement
Regulation 2 Interpretation
Part 2 The Financial Conduct Authority (regs. 3-7)
Regulation 3 Designation of competent authority
Regulation 4 Fees
Regulation 5 Disclosure of confidential information
Regulation 6 Guidance
Regulation 7 Miscellaneous
Part 3 Applications for certification and registration (regs. 8-10)
Regulation 8 Language for applications
Regulation 9 Approval decisions
Regulation 10 Refusal decisions
Part 4 Investigatory Powers (regs. 11-18)
Regulation 11 Application of this Part
Regulation 12 Interpretation of this Part
Regulation 13 Information and documents
Regulation 14 Reports by skilled persons
Regulation 15 Investigations
Regulation 16 Investigators: powers and evidence
Regulation 17 Information and documents: supplemental provisions
Regulation 18 Entry of premises under warrant
Part 5 Supervisory measures (regs. 19-20)
Regulation 19 Appropriate measures
Regulation 20 Injunctions
Part 6 Penalties and offences (regs. 21-28)
Regulation 21 Financial penalties
Regulation 22 Statements of policy
Regulation 23 Publication of penalties
Regulation 24 Offences relating to investigatory powers
Regulation 25 Offence of misleading the Authority
Regulation 26 Offences by bodies corporate etc
Regulation 27 Proceedings for offences
Regulation 28 Unincorporated associations
Part 7 Appeals (reg. 29)
Regulation 29 Appeals
Part 8 Notices (reg. 30)
Regulation 30 Application of Part 26 of the Act
Part 9 Capital Requirements Regulations 2006 (reg. 31)
Regulation 31 Amendments to the Capital Requirements Regulations 2006
Part 10 ESMA: Investigatory Powers (regs. 32-34)
Regulation 32 Records of telephone and data traffic: Article 23c(1)(e) of the EC Regulation
Regulation 33 Inspections: Article 23d of the EC Regulation
Regulation 34 Offences: Article 23d inspections
Signature
Explanatory Note
Explanatory Memorandum
Impact Assessment
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