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Credit Rating Agencies Regulations 2010 [SI 2010 No. 906]Introductory TextPart 1 General (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 The Financial Conduct Authority (regs. 3-7)Regulation 3 Designation of competent authorityRegulation 4 FeesRegulation 5 Disclosure of confidential informationRegulation 6 GuidanceRegulation 7 MiscellaneousPart 3 Applications for certification and registration (regs. 8-10)Regulation 8 Language for applicationsRegulation 9 Approval decisionsRegulation 10 Refusal decisionsPart 4 Investigatory Powers (regs. 11-18)Regulation 11 Application of this PartRegulation 12 Interpretation of this PartRegulation 13 Information and documentsRegulation 14 Reports by skilled personsRegulation 15 InvestigationsRegulation 16 Investigators: powers and evidenceRegulation 17 Information and documents: supplemental provisionsRegulation 18 Entry of premises under warrantPart 5 Supervisory measures (regs. 19-20)Regulation 19 Appropriate measuresRegulation 20 InjunctionsPart 6 Penalties and offences (regs. 21-28)Regulation 21 Financial penaltiesRegulation 22 Statements of policyRegulation 23 Publication of penaltiesRegulation 24 Offences relating to investigatory powersRegulation 25 Offence of misleading the AuthorityRegulation 26 Offences by bodies corporate etcRegulation 27 Proceedings for offencesRegulation 28 Unincorporated associationsPart 7 Appeals (reg. 29)Regulation 29 AppealsPart 8 Notices (reg. 30)Regulation 30 Application of Part 26 of the ActPart 9 Capital Requirements Regulations 2006 (reg. 31)Regulation 31 Amendments to the Capital Requirements Regulations 2006Part 10 ESMA: Investigatory Powers (regs. 32-34)Regulation 32 Records of telephone and data traffic: Article 23c(1)(e) of the EC RegulationRegulation 33 Inspections: Article 23d of the EC RegulationRegulation 34 Offences: Article 23d inspectionsSignatureExplanatory NoteExplanatory MemorandumImpact Assessment
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 22 March 2010 - onwards

Signature

Bob Blizzard

Dave Watts

Two of the Lords Commissioners of Her Majesty's Treasury

22nd March 2010

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