icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Credit Rating Agencies Regulations 2010 [SI 2010 No. 906]Introductory TextPart 1 General (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 The Financial Conduct Authority (regs. 3-7)Regulation 3 Designation of competent authorityRegulation 4 FeesRegulation 5 Disclosure of confidential informationRegulation 6 GuidanceRegulation 7 MiscellaneousPart 3 Applications for certification and registration (regs. 8-10)Regulation 8 Language for applicationsRegulation 9 Approval decisionsRegulation 10 Refusal decisionsPart 4 Investigatory Powers (regs. 11-18)Regulation 11 Application of this PartRegulation 12 Interpretation of this PartRegulation 13 Information and documentsRegulation 14 Reports by skilled personsRegulation 15 InvestigationsRegulation 16 Investigators: powers and evidenceRegulation 17 Information and documents: supplemental provisionsRegulation 18 Entry of premises under warrantPart 5 Supervisory measures (regs. 19-20)Regulation 19 Appropriate measuresRegulation 20 InjunctionsPart 6 Penalties and offences (regs. 21-28)Regulation 21 Financial penaltiesRegulation 22 Statements of policyRegulation 23 Publication of penaltiesRegulation 24 Offences relating to investigatory powersRegulation 25 Offence of misleading the AuthorityRegulation 26 Offences by bodies corporate etcRegulation 27 Proceedings for offencesRegulation 28 Unincorporated associationsPart 7 Appeals (reg. 29)Regulation 29 AppealsPart 8 Notices (reg. 30)Regulation 30 Application of Part 26 of the ActPart 9 Capital Requirements Regulations 2006 (reg. 31)Regulation 31 Amendments to the Capital Requirements Regulations 2006Part 10 ESMA: Investigatory Powers (regs. 32-34)Regulation 32 Records of telephone and data traffic: Article 23c(1)(e) of the EC RegulationRegulation 33 Inspections: Article 23d of the EC RegulationRegulation 34 Offences: Article 23d inspectionsSignatureExplanatory NoteExplanatory MemorandumImpact Assessment
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 9th January 2025
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext

Part 3 Applications for certification and registration (regs. 8-10)

Regulation 8 Language for applications
Regulation 9 Approval decisions
Regulation 10 Refusal decisions
PreviousNext