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Capital Requirements Regulations 2006 [SI 2006 No. 3221]Introductory TextPart 1 Introduction (reg. 1)Regulation 1 Citation, commencement and interpretationPart 2 Applications for permissions (regs. 2-9)Regulation 2 Application for permissionRegulation 3 Applications to the Authority as EEA consolidated supervisorRegulation 4 Applications forwarded to the Authority as a relevant competent authorityProposals to vary or revoke a decision or joint decision (regs. 5-6)Regulation 5Regulation 6Regulation 7 Recognition and application of a decision or joint decisionExercise of functions under section 148 of the Act for the purpose of applying a decision or a joint decision (regs. 8-9)Regulation 8Regulation 9Part 3 Exercise of supervision (regs. 10-20)Duties of an appropriate regulator as an EEA consolidated supervisor (regs. 10-12)Regulation 10Regulation 10ARegulation 10BRegulation 11Regulation 12Regulation 12ADuties of an appropriate regulator as EEA consolidated supervisor or national consolidated supervisor (regs. 13-16)Regulation 13Regulation 14Regulation 15Regulation 16Regulation 16A Significant branchesRegulation 16BRegulation 16CRegulation 16DRegulation 16E General duties of FCA and PRARegulation 16F The Bank of England's general dutiesRegulation 16G The relevant regulator's in relation to employee remunerationRegulation 17 Disclosed informationAmendment of the Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001 (regs. 18-20)Regulation 18Regulation 19Regulation 20Part 4 Credit Institutions and external credit assessment institutions (regs. 21-25)Regulation 21 InterpretationRegulation 22 Recognition for exposure risk-weighting purposesRegulation 23 Recognition for securitisation risk-weighting purposesRegulation 24 Publishing recognition process and list of ECAIsRegulation 25 Revoking recognitionPart 5 Miscellaneous (regs. 26-29)Regulation 26 Restriction on disclosureRegulation 27 Functions of the FCA and PRARegulation 28 Service of noticesRegulation 29 Consequential amendments to primary and secondary legislationSchedule 1 Recognition of ECAIsSchedule 1, Part 1 Methodology (paras. 1-7)Schedule 1, Part 2 Credit assessments (paras. 8-10)Schedule 2 MappingSchedule 3 Consequential amendments to the ActSchedule 4 Consequential amendments to other primary legislationSchedule 5 Consequential amendments to the Financial Conglomerates and Other Financial Groups Regulations 2004Schedule 6 Consequential amendments to other secondary legislationSignatureExplanatory NoteExplanatory Memorandum
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Published date: 4 December 2006

Capital Requirements Regulations 2006 [SI 2006 No. 3221]

Introductory Text
Part 1 Introduction (reg. 1)
Regulation 1 Citation, commencement and interpretation
Part 2 Applications for permissions (regs. 2-9)
Regulation 2 Application for permission
Regulation 3 Applications to the Authority as EEA consolidated supervisor
Regulation 4 Applications forwarded to the Authority as a relevant competent authority
Proposals to vary or revoke a decision or joint decision (regs. 5-6)
Regulation 5
Regulation 6
Regulation 7 Recognition and application of a decision or joint decision
Exercise of functions under section 148 of the Act for the purpose of applying a decision or a joint decision (regs. 8-9)
Regulation 8
Regulation 9
Part 3 Exercise of supervision (regs. 10-20)
Duties of an appropriate regulator as an EEA consolidated supervisor (regs. 10-12)
Regulation 10
Regulation 10A
Regulation 10B
Regulation 11
Regulation 12
Regulation 12A
Duties of an appropriate regulator as EEA consolidated supervisor or national consolidated supervisor (regs. 13-16)
Regulation 13
Regulation 14
Regulation 15
Regulation 16
Regulation 16A Significant branches
Regulation 16B
Regulation 16C
Regulation 16D
Regulation 16E General duties of FCA and PRA
Regulation 16F The Bank of England's general duties
Regulation 16G The relevant regulator's in relation to employee remuneration
Regulation 17 Disclosed information
Amendment of the Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001 (regs. 18-20)
Regulation 18
Regulation 19
Regulation 20
Part 4 Credit Institutions and external credit assessment institutions (regs. 21-25)
Regulation 21 Interpretation
Regulation 22 Recognition for exposure risk-weighting purposes
Regulation 23 Recognition for securitisation risk-weighting purposes
Regulation 24 Publishing recognition process and list of ECAIs
Regulation 25 Revoking recognition
Part 5 Miscellaneous (regs. 26-29)
Regulation 26 Restriction on disclosure
Regulation 27 Functions of the FCA and PRA
Regulation 28 Service of notices
Regulation 29 Consequential amendments to primary and secondary legislation
Schedule 1 Recognition of ECAIs
Schedule 1, Part 1 Methodology (paras. 1-7)
Schedule 1, Part 2 Credit assessments (paras. 8-10)
Schedule 2 Mapping
Schedule 3 Consequential amendments to the Act
Schedule 4 Consequential amendments to other primary legislation
Schedule 5 Consequential amendments to the Financial Conglomerates and Other Financial Groups Regulations 2004
Schedule 6 Consequential amendments to other secondary legislation
Signature
Explanatory Note
Explanatory Memorandum
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