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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Published date: 4 December 2006

Capital Requirements Regulations 2006 [SI 2006 No. 3221]

Comparing proposed amendment...
Introductory Text
Part 1 Introduction (reg. 1)
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Regulation 1 Citation, commencement and interpretation
Part 2 Applications for permissions (regs. 2-9)
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Regulation 2 Application for permission
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Regulation 3 Applications to the Authority as EEA consolidated supervisor
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Regulation 4 Applications forwarded to the Authority as a relevant competent authority
Proposals to vary or revoke a decision or joint decision (regs. 5-6)
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Regulation 5
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Regulation 6
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Regulation 7 Recognition and application of a decision or joint decision
Exercise of functions under section 148 of the Act for the purpose of applying a decision or a joint decision (regs. 8-9)
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Regulation 8
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Regulation 9
Part 3 Exercise of supervision (regs. 10-20)
Duties of an appropriate regulator as an EEA consolidated supervisor (regs. 10-12)
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Regulation 10
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Regulation 10A
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Regulation 10B
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Regulation 11
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Regulation 12
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Regulation 12A
Duties of an appropriate regulator as EEA consolidated supervisor or national consolidated supervisor (regs. 13-16)
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Regulation 13
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Regulation 14
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Regulation 15
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Regulation 16
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Regulation 16A Significant branches
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Regulation 16B
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Regulation 16C
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Regulation 16D
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Regulation 16E General duties of FCA and PRA
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Regulation 16F The Bank of England's general duties
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Regulation 16G The relevant regulator's in relation to employee remuneration
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Regulation 17 Disclosed information
Amendment of the Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001 (regs. 18-20)
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Regulation 18
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Regulation 19
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Regulation 20
Part 4 Credit Institutions and external credit assessment institutions (regs. 21-25)
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Regulation 21 Interpretation
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Regulation 22 Recognition for exposure risk-weighting purposes
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Regulation 23 Recognition for securitisation risk-weighting purposes
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Regulation 24 Publishing recognition process and list of ECAIs
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Regulation 25 Revoking recognition
Part 5 Miscellaneous (regs. 26-29)
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Regulation 26 Restriction on disclosure
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Regulation 27 Functions of the FCA and PRA
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Regulation 28 Service of notices
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Regulation 29 Consequential amendments to primary and secondary legislation
Schedule 1 Recognition of ECAIs
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Schedule 1, Part 1 Methodology (paras. 1-7)
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Schedule 1, Part 2 Credit assessments (paras. 8-10)
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Schedule 2 Mapping
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Schedule 3 Consequential amendments to the Act
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Schedule 4 Consequential amendments to other primary legislation
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Schedule 5 Consequential amendments to the Financial Conglomerates and Other Financial Groups Regulations 2004
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Schedule 6 Consequential amendments to other secondary legislation
Signature
Explanatory Note
Explanatory Memorandum