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Capital Requirements Regulations 2006 [SI 2006 No. 3221]Introductory TextPart 1 Introduction (reg. 1)Regulation 1 Citation, commencement and interpretationPart 2 Applications for permissions (regs. 2-9)Regulation 2 Application for permissionRegulation 3 Applications to the Authority as EEA consolidated supervisorRegulation 4 Applications forwarded to the Authority as a relevant competent authorityProposals to vary or revoke a decision or joint decision (regs. 5-6)Regulation 5Regulation 6Regulation 7 Recognition and application of a decision or joint decisionExercise of functions under section 148 of the Act for the purpose of applying a decision or a joint decision (regs. 8-9)Regulation 8Regulation 9Part 3 Exercise of supervision (regs. 10-20)Duties of an appropriate regulator as an EEA consolidated supervisor (regs. 10-12)Regulation 10Regulation 10ARegulation 10BRegulation 11Regulation 12Regulation 12ADuties of an appropriate regulator as EEA consolidated supervisor or national consolidated supervisor (regs. 13-16)Regulation 13Regulation 14Regulation 15Regulation 16Regulation 16A Significant branchesRegulation 16BRegulation 16CRegulation 16DRegulation 16E General duties of FCA and PRARegulation 16F The Bank of England's general dutiesRegulation 16G The relevant regulator's in relation to employee remunerationRegulation 17 Disclosed informationAmendment of the Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001 (regs. 18-20)Regulation 18Regulation 19Regulation 20Part 4 Credit Institutions and external credit assessment institutions (regs. 21-25)Regulation 21 InterpretationRegulation 22 Recognition for exposure risk-weighting purposesRegulation 23 Recognition for securitisation risk-weighting purposesRegulation 24 Publishing recognition process and list of ECAIsRegulation 25 Revoking recognitionPart 5 Miscellaneous (regs. 26-29)Regulation 26 Restriction on disclosureRegulation 27 Functions of the FCA and PRARegulation 28 Service of noticesRegulation 29 Consequential amendments to primary and secondary legislationSchedule 1 Recognition of ECAIsSchedule 1, Part 1 Methodology (paras. 1-7)Schedule 1, Part 2 Credit assessments (paras. 8-10)Schedule 2 MappingSchedule 3 Consequential amendments to the ActSchedule 4 Consequential amendments to other primary legislationSchedule 5 Consequential amendments to the Financial Conglomerates and Other Financial Groups Regulations 2004Schedule 6 Consequential amendments to other secondary legislationSignatureExplanatory NoteExplanatory Memorandum
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2014 - onwards
Version 4 of 4

Regulation 9

Revoked from 1 January 2014

[deleted]

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