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UK Financial Services Law
Legislation (UK)
Statutory Instruments
2006
Information
Table of Contents
Table of Contents
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Capital Requirements Regulations 2006 [SI 2006 No. 3221]
Introductory Text
Part 1 Introduction (reg. 1)
Regulation 1 Citation, commencement and interpretation
Part 2 Applications for permissions (regs. 2-9)
Regulation 2 Application for permission
Regulation 3 Applications to the Authority as EEA consolidated supervisor
Regulation 4 Applications forwarded to the Authority as a relevant competent authority
Proposals to vary or revoke a decision or joint decision (regs. 5-6)
Regulation 5
Regulation 6
Regulation 7 Recognition and application of a decision or joint decision
Exercise of functions under section 148 of the Act for the purpose of applying a decision or a joint decision (regs. 8-9)
Regulation 8
Regulation 9
Part 3 Exercise of supervision (regs. 10-20)
Duties of an appropriate regulator as an EEA consolidated supervisor (regs. 10-12)
Regulation 10
Regulation 10A
Regulation 10B
Regulation 11
Regulation 12
Regulation 12A
Duties of an appropriate regulator as EEA consolidated supervisor or national consolidated supervisor (regs. 13-16)
Regulation 13
Regulation 14
Regulation 15
Regulation 16
Regulation 16A Significant branches
Regulation 16B
Regulation 16C
Regulation 16D
Regulation 16E General duties of FCA and PRA
Regulation 16F The Bank of England's general duties
Regulation 16G The relevant regulator's in relation to employee remuneration
Regulation 17 Disclosed information
Amendment of the Financial Services and Markets Act 2000 (Consultation with Competent Authorities) Regulations 2001 (regs. 18-20)
Regulation 18
Regulation 19
Regulation 20
Part 4 Credit Institutions and external credit assessment institutions (regs. 21-25)
Regulation 21 Interpretation
Regulation 22 Recognition for exposure risk-weighting purposes
Regulation 23 Recognition for securitisation risk-weighting purposes
Regulation 24 Publishing recognition process and list of ECAIs
Regulation 25 Revoking recognition
Part 5 Miscellaneous (regs. 26-29)
Regulation 26 Restriction on disclosure
Regulation 27 Functions of the FCA and PRA
Regulation 28 Service of notices
Regulation 29 Consequential amendments to primary and secondary legislation
Schedule 1 Recognition of ECAIs
Schedule 1, Part 1 Methodology (paras. 1-7)
Schedule 1, Part 2 Credit assessments (paras. 8-10)
Schedule 2 Mapping
Schedule 3 Consequential amendments to the Act
Schedule 4 Consequential amendments to other primary legislation
Schedule 5 Consequential amendments to the Financial Conglomerates and Other Financial Groups Regulations 2004
Schedule 6 Consequential amendments to other secondary legislation
Signature
Explanatory Note
Explanatory Memorandum
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Capital Requirements Regulations 2006 [SI 2006 No. 3221]
Part 1 Introduction (reg. 1)
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Part 1 Introduction (reg. 1)
Regulation 1 Citation, commencement and interpretation
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