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  1. Undertakings for Collective Investment in Transferable Securities Regulations 2011 [SI 2011 No. 1613]
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 30 June 2011

Undertakings for Collective Investment in Transferable Securities Regulations 2011 [SI 2011 No. 1613]

Consolidation Status: Updated to reflect all known changes

To be revoked by s. 1 and Sch. 1 Pt 2 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 2 not yet fully commenced.

Comparing proposed amendment...
Introductory Text
Part 1 Citation and Commencement (reg. 1)
In force
 Regulation 1
Part 2 Amendments to the Financial Services and Markets Act 2000 (reg. 2)
In force
 Regulation 2 Amendment of the Financial Services and Markets Act 2000
Part 3 Amendments to secondary legislation (regs. 3-6)
In force
 Regulation 3 Amendment of the Open-Ended Investment Companies Regulations 2001
In force
 Regulation 4 Amendment of the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001
In force
 Regulation 5 Amendment of the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
In force
 Regulation 6 Amendment of the Financial Services and Markets Act 2000 (Collective Investment Schemes Constituted in other EEA States) Regulations 2001
Part 4 Mergers (regs. 7-14)
Interpretation (regs. 7-8)
In force
 Regulation 7
In force
 Regulation 8
In force
 Regulation 9 Application for authorisation
In force
 Regulation 10 Modification of information
In force
 Regulation 11 Report by depositary or auditor
In force
 Regulation 12 Right of redemption
In force
 Regulation 13 Consequences of a merger
In force
 Regulation 14 Publication of a merger
Part 5 Divisions (reg. 15)
In force
 Regulation 15 Division of a master UCITS
Part 5A Depositries (regs. 15A-15D)
In force
 Regulation 15A Interpretation
In force
 Regulation 15B Depositary liability: general provisions
In force
 Regulation 15C Depositary liability for loss of financial instruments held in custody
In force
 Regulation 15D Depositary liability for other losses
Part 5B Requirements on the Financial Conduct Authority (regs. 15E-15I)
Omitted
 Regulation 15E Interpretation
Omitted
 Regulation 15F FCA requirement to share depositary information
Omitted
 Regulation 15G FCA's ability to refuse to act on requests for information
Omitted
 Regulation 15H Reporting of infringements
Omitted
 Regulation 15I Disclosure of information regarding penalties
Part 6 Consequential amendments and review (regs. 16-17)
In force
 Regulation 16 Consequential amendments
In force
 Regulation 17 Review
Part 7 Transfer of UCITS directive functions (reg. 18)
In force
 Regulation 18 Transfer of UCITS directive functions
In force
 Schedule 1 Consequential Amendments
In force
 Schedule 2 Directive functions transferred to the Authority
Signature
Explanatory Note
Explanatory Memorandum
Impact Assessment
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