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Undertakings for Collective Investment in Transferable Securities Regulations 2011 [SI 2011 No. 1613]Introductory TextPart 1 Citation and Commencement (reg. 1)Regulation 1Part 2 Amendments to the Financial Services and Markets Act 2000 (reg. 2)Regulation 2 Amendment of the Financial Services and Markets Act 2000Part 3 Amendments to secondary legislation (regs. 3-6)Regulation 3 Amendment of the Open-Ended Investment Companies Regulations 2001Regulation 4 Amendment of the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001Regulation 5 Amendment of the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001Regulation 6 Amendment of the Financial Services and Markets Act 2000 (Collective Investment Schemes Constituted in other EEA States) Regulations 2001Part 4 Mergers (regs. 7-14)Interpretation (regs. 7-8)Regulation 7Regulation 8Regulation 9 Application for authorisationRegulation 10 Modification of informationRegulation 11 Report by depositary or auditorRegulation 12 Right of redemptionRegulation 13 Consequences of a mergerRegulation 14 Publication of a mergerPart 5 Divisions (reg. 15)Regulation 15 Division of a master UCITSPart 5A Depositries (regs. 15A-15D)Regulation 15A InterpretationRegulation 15B Depositary liability: general provisionsRegulation 15C Depositary liability for loss of financial instruments held in custodyRegulation 15D Depositary liability for other lossesPart 5B Requirements on the Financial Conduct Authority (regs. 15E-15I)Regulation 15E InterpretationRegulation 15F FCA requirement to share depositary informationRegulation 15G FCA's ability to refuse to act on requests for informationRegulation 15H Reporting of infringementsRegulation 15I Disclosure of information regarding penaltiesPart 6 Consequential amendments and review (regs. 16-17)Regulation 16 Consequential amendmentsRegulation 17 ReviewPart 7 Transfer of UCITS directive functions (reg. 18)Regulation 18 Transfer of UCITS directive functionsSchedule 1 Consequential AmendmentsSchedule 2 Directive functions transferred to the AuthoritySignatureExplanatory NoteExplanatory MemorandumImpact Assessment
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 30 June 2011 - onwards

Signature

Michael Fabricant

Angela Watkinson

Two of the Lords Commissioners of Her Majesty’s Treasury

30th June 2011

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