icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Undertakings for Collective Investment in Transferable Securities Regulations 2011 [SI 2011 No. 1613]Introductory TextPart 1 Citation and Commencement (reg. 1)Regulation 1Part 2 Amendments to the Financial Services and Markets Act 2000 (reg. 2)Regulation 2 Amendment of the Financial Services and Markets Act 2000Part 3 Amendments to secondary legislation (regs. 3-6)Regulation 3 Amendment of the Open-Ended Investment Companies Regulations 2001Regulation 4 Amendment of the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001Regulation 5 Amendment of the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001Regulation 6 Amendment of the Financial Services and Markets Act 2000 (Collective Investment Schemes Constituted in other EEA States) Regulations 2001Part 4 Mergers (regs. 7-14)Interpretation (regs. 7-8)Regulation 7Regulation 8Regulation 9 Application for authorisationRegulation 10 Modification of informationRegulation 11 Report by depositary or auditorRegulation 12 Right of redemptionRegulation 13 Consequences of a mergerRegulation 14 Publication of a mergerPart 5 Divisions (reg. 15)Regulation 15 Division of a master UCITSPart 5A Depositries (regs. 15A-15D)Regulation 15A InterpretationRegulation 15B Depositary liability: general provisionsRegulation 15C Depositary liability for loss of financial instruments held in custodyRegulation 15D Depositary liability for other lossesPart 5B Requirements on the Financial Conduct Authority (regs. 15E-15I)Regulation 15E InterpretationRegulation 15F FCA requirement to share depositary informationRegulation 15G FCA's ability to refuse to act on requests for informationRegulation 15H Reporting of infringementsRegulation 15I Disclosure of information regarding penaltiesPart 6 Consequential amendments and review (regs. 16-17)Regulation 16 Consequential amendmentsRegulation 17 ReviewPart 7 Transfer of UCITS directive functions (reg. 18)Regulation 18 Transfer of UCITS directive functionsSchedule 1 Consequential AmendmentsSchedule 2 Directive functions transferred to the AuthoritySignatureExplanatory NoteExplanatory MemorandumImpact Assessment
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 9th January 2025
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext

Part 2 Amendments to the Financial Services and Markets Act 2000 (reg. 2)

Regulation 2 Amendment of the Financial Services and Markets Act 2000
PreviousNext