1. European
  2. Legislation (EU)
  3. EU Directives
  4. 2004
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  1. Directive 2004/39/EC - Markets in Financial Instruments Directive (MiFID)
  2. Title II Authorisation and Operating Conditions for Investment Firms (arts. 5-35)
  3. Chapter I Conditions and Procedures for Authorisation (arts. 5-15)
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Chapter I Conditions and Procedures for Authorisation (arts. 5-15)

Comparing proposed amendment...
Revoked
 Article 5 Requirement for authorisation
Revoked
 Article 6 Scope of authorisation
Revoked
 Article 7 Procedures for granting and refusing requests for authorisation
Revoked
 Article 8 Withdrawal of authorisations
Revoked
 Article 9 Persons who effectively direct the business
Revoked
 Article 10 Shareholders and members with qualifying holdings
Revoked
 Article 10a Assessment period
Revoked
 Article 10b Assessment
Revoked
 Article 11 Membership of an authorised Investor Compensation Scheme
Revoked
 Article 12 Initial capital endowment
Revoked
 Article 13 Organisational requirements
Revoked
 Article 14 Trading process and finalisation of transactions in an MTF
Revoked
 Article 15 Relations with third countries
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