Chapter II Operating Conditions for Investment Firms (arts. 16-30)

Comparing proposed amendment...


	Section 1 General provisions (arts. 16-18)
Revoked	Article 16 Regular review of conditions for initial authorisation
Revoked	Article 17 General obligation in respect of on-going supervision
Revoked	Article 18 Conflicts of interest
	Section 2 Provisions to ensure investor protection (arts. 19-24)
Revoked	Article 19 Conduct of business obligations when providing investment services to clients
Revoked	Article 20 Provision of services through the medium of another investment firm
Revoked	Article 21 Obligation to execute orders on terms most favourable to the client
Revoked	Article 22 Client order handling rules
Revoked	Article 23 Obligations of investment firms when appointing tied agents
Revoked	Article 24 Transactions executed with eligible counterparties
	Section 3 Market transparency and integrity (arts. 25-30)
Revoked	Article 25 Obligation to uphold integrity of markets, report transactions and maintain records
Revoked	Article 26 Monitoring of compliance with the rules of the MTF and with other legal obligations
Revoked	Article 27 Obligation for investment firms to make public firm quotes
Revoked	Article 28 Post-trade disclosure by investment firms
Revoked	Article 29 Pre-trade transparency requirements for MTFs
Revoked	Article 30 Post-trade transparency requirements for MTFs

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