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The Regulators (ss. 18-20) |
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18. Appointment of Financial Conduct Authority chief executive |
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19. Treasury recommendations to Financial Conduct Authority |
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20. Regulatory principles: diversity |
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Conduct of persons working in financial services sector (ss. 21-26) |
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21. Extension of relevant authorised persons regime to all authorised persons |
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22. Rules about controlled functions: power to make transitional provision |
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23. Administration of senior managers regime |
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24. Rules of conduct |
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25. Misconduct |
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26. Decisions causing a financial institution to fail: meaning of insolvency |
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Enforceability of agreements (ss. 27-28) |
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27. Enforceability of agreements relating to credit |
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28. Enforceability of agreements made through unauthorised persons |
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Illegal money lending (s. 29) |
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29. Illegal money lending |
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Money laundering and terrorist financing (s. 30) |
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30. Money laundering and terrorist financing |
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Transformer vehicles (s. 31) |
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31. Transformer vehicles |
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Pensions (ss. 32-35) |
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32. Pensions guidance |
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33. Advice about transferring or otherwise dealing with annuity payments |
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34. Independent advice on conversions and transfers of pension benefits: appointed representatives |
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35. Early exit pension charges |
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Information about resolution planning (s. 36) |
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36. Duty of Bank to provide information to Treasury |
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Financial Services and Markets Act 2000 consequential amendments (s. 37) |
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37. Financial Services and Markets Act 2000 (Consequential Amendments and Repeals) Order 2001 |
