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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 7 December 2021 - onwards
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Schedule 4 Extension of relevant authorised persons regime to all authorised persons

Section 21

Amendments of Financial Services and Markets Act 2000

1 The Financial Services and Markets Act 2000 is amended as follows.

2

(1) Section 59 (approval for particular arrangements) is amended as follows.

(2) For subsection (6A) substitute -

"(6A) If the FCA is satisfied that a function of a description specified in rules made by the FCA under subsection (3)(a) or (b) is a senior management function as defined in section 59ZA, the FCA must designate the function in the rules as a senior management function."

(3) Omit subsections (6B) and (6C).

3 After section 59ZA insert -

"59ZB Designated senior management functions

For the purposes of this Part the following are "designated senior management functions" -

(a) a function of a description specified in rules made by the FCA under section 59(3)(a) or (b) which is designated as a senior management function by the FCA under section 59(6A);

(b) a function of a description specified in rules made by the PRA under section 59(3)(a)."

4

Comparing proposed amendment...