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Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2023 - onwards
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Annex VI Methodology for the calculation of costs

Part 1 List of costs

I. LIST OF COSTS OF INVESTMENTS FUNDS (AIFs AND UCITS)

Costs to be disclosed

One-off costs

1. A one-off cost is an entry or exit cost which is either:

(a) paid directly by the retail investor; or

(b) deducted from a payment received by or due to the retail investor.

2. One-off costs are costs borne by the retail investor that are not deducted from the assets of the AIF or UCITS.

3. One-off costs include, but are not limited to, the following types of up-front initial costs that shall be taken into account in the cost amount to be disclosed in the key information document:

(a) distribution fee, to the extent that the amount is known to the UCITS management company or AIFM; if the actual amount is not known to the UCITS management company or AIFM, the maximum of the possible known distribution costs for the specific PRIIP shall be shown;

(b) constitution costs (up-front part);

(c) marketing costs (up-front part);

(d) subscription fee including taxes.

Recurring Costs

Comparing proposed amendment...