Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 26 June 2017 - onwards
  Version 2 of 2    

Regulation 8 Application

(1) Parts 1 to 6 and 8 to 11 apply to the persons ("relevant persons") acting in the course of business carried on by them in the United Kingdom, who -

(a) are listed in paragraph (2); and

(b) do not come within the exclusions set out in regulation 15.

(2) The persons listed in this paragraph are -

(a) credit institutions;

(b) financial institutions;

(c) auditors, insolvency practitioners,external accountants and tax advisers;

(d) independent legal professionals;

(e) trust or company service providers;

(f) estate agents;

(g) high value dealers;

(h) casinos.

(3) Regulations 3, 7, 9, 15, 17 to 21, 24, 25, 46, 47, 50 to 52, 65 to 82, 84, 86 to 93, 101, 102 and 106 apply to an auction platform acting in the course of business carried on by it in the United Kingdom, and such an auction platform is a relevant person for the purposes of those provisions.

(4) The definitions in regulations 10 to 14 apply for the purposes of this regulation.