(1) Parts 1 to 6 and 8 to 11 apply to the persons ("relevant persons") acting in the course of business carried on by them in the United Kingdom, who -
(a) are listed in paragraph (2); and
(b) do not come within the exclusions set out in regulation 15.
(2) The persons listed in this paragraph are -
(a) credit institutions;
(b) financial institutions;
(c) auditors, insolvency practitioners,external accountants and tax advisers;
(d) independent legal professionals;
(e) trust or company service providers;
(f) estate agents and letting agents;
(g) high value dealers;
(i) art market participants;
(j) cryptoasset exchange providers;
(k) custodian wallet providers.
(3) Regulations 3, 7, 9, 15, 17 to 21, 24, 25, 46, 47, 50 to 52, 65 to 82, 84, 86 to 93, 101, 102 and 106 apply to an auction platform acting in the course of business carried on by it in the United Kingdom, and such an auction platform is a relevant person for the purposes of those provisions.
(4) The definitions in r