Regulation 37 Requirement to issue decision notice
(1) If, having considered any representations made in response to the warning notice, the FCA decides to -
(a) publish a statement under regulation 25 (public censure);
(b) impose a penalty under regulation 26 (financial penalties);
(c) impose a limitation on a permission under regulation 27 (limitations on permission to carry on regulated activities); or
(d) exercise the power in regulation 29(2) (power of FCA to require restitution), it must without delay give the person concerned a decision notice.
(2) The decision notice must set out the following -
(a) in the case of a statement under regulation 25, the terms of the statement;
(b) in the case of a penalty under regulation 26, the amount of the penalty;
(c) in the case of a limitation on a permission under regulation 27, the limitation and the period for which it is to have effect;
(d) in the case of the exercise of the power in regulation 29(2) -
(i) the amount to be paid or distributed;