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Published date: 28 December 2017

Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012 (Securitisation Regulation)

Recitals
Chapter 1 General provisions (arts. 1-4)
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Article 1 Subject matter and scope
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Article 2 Definitions
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Article 3 Selling of securitisations to retail clients
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Article 4 Requirements for SSPEs
Chapter 2 Provisions applicable to all securitisations (arts. 5-9)
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Article 5 Due-diligence requirements for institutional investors
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Article 6 Risk retention
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Article 7 Transparency requirements for originators, sponsors and SSPEs
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Article 8 Ban on resecuritisation
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Article 9 Criteria for credit-granting
Chapter 3 Conditions and procedures for registration of a securitisation repository (arts. 10-17)
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Article 10 Registration of a securitisation repository
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Article 11 Notification and consultation with competent authorities prior to registration or extension of registration
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Article 12 Examination of the application
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Article 13 Notification of ESMA decisions relating to registration or extension of registration
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Article 14 Powers of ESMA
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Article 15 Withdrawal of registration
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Article 16 Supervisory fees
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Article 17 Availability of data held in a securitisation repository
Chapter 4 Simple, transparent and standardised securitisation (arts. 18-28)
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Article 18 Use of the designation 'simple, transparent and standardised securitisation'
Section 1 Requirements for simple, transparent and standardised non-ABCP securitisation (arts. 19-22)
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Article 19 Simple, transparent and standardised securitisation
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Article 20 Requirements relating to simplicity
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Article 21 Requirements relating to standardisation
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Article 22 Requirements relating to transparency
Section 2 Requirements for simple, transparent and standardised ABCP securitisation (arts. 23-26)
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Article 23 Simple, transparent and standardised ABCP securitisation
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Article 24 Transaction-level requirements
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Article 25 Sponsor of an ABCP programme
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Article 26 Programme-level requirements
Section 3 STS notification (arts. 27-28)
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Article 27 STS notification requirements
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Article 28 Third party verifying STS compliance
Chapter 5 Supervision (arts. 29-37)
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Article 29 Designation of competent authorities
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Article 30 Powers of the competent authorities
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Article 31 Macroprudential oversight of the securitisation market
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Article 32 Administrative sanctions and remedial measures
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Article 33 Exercise of the power to impose administrative sanctions and remedial measures
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Article 34 Criminal sanctions
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Article 35 Notification duties
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Article 36 Cooperation between competent authorities and the ESAs
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Article 37 Publication of administrative sanctions
Chapter 6 Amendments (arts. 38-42)
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Article 38 Amendment to Directive 2009/65/EC
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Article 39 Amendment to Directive 2009/138/EC
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Article 40 Amendment to Regulation (EC) No 1060/2009
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Article 41 Amendment to Directive 2011/61/EU
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Article 42 Amendment to Regulation (EU) No 648/2012
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Article 43 Transitional provisions
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Article 44 Reports
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Article 45 Synthetic securitisations
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Article 46 Review
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Article 47 Exercise of the delegation
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Article 48 Entry into force
Done at