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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 4 of 4

Regulation 11 Definitions

(1) Article 2 is amended as follows.

(2) Before point (1) insert -

"(A1) "FSMA" means the Financial Services and Markets Act 2000 [2000 c.8.];

(A2) "MIFIR" means Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) 648/2012 [As amended by the Markets in Financial Instrument s (Amendment) (EU Exit) Regulations 2018 (S.I. 2018 / ).];

(A3) "Capital Requirements Regulation" means Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) 648/2012;

(A4) "The 2013 Regulations" means the Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 [S.I. 2013/504.];

(A5) "Regulated Activities Order" means the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 [S.I. 2001/544.];

(A6) "PRA-authorised person" has the meaning given in section 2B(5) of the FSMA [Section 2B is inserted by section 6(1) of the Financial Services Act 2012 (c. 21).];".

(3) For point (1) substitute -