Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 11 March 2019

Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 542]

	Introductory Text
	Part 1 Introduction (regs. 1-2)
	Regulation 1 Citation and commencement
	Regulation 2 Interpretation
	Part 2 Amendment of subordinate legislation (reg. 3)
	Regulation 3 Amendment of the Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
	Part 3 Amendment of retained direct EU legislation (regs. 4-24)
	Amendment of the SFT regulation (regs. 4-24)
	Regulation 4
	Regulation 5
	Regulation 6
	Regulation 7
	Regulation 8
	Regulation 9
	Regulation 10
	Regulation 11
	Regulation 12
	Regulation 13
	Regulation 14
	Regulation 15
	Regulation 16
	Regulation 17
	Regulation 18
	Regulation 19
	Regulation 20
	Regulation 21
	Regulation 22
	Regulation 23
	Regulation 24
	Part 4 Specific provision for trade repositories (regs. 25-39)
	Chapter 1 Preliminary (reg. 25)
	Regulation 25 Interpretation of Part 4
	Chapter 1A Supervision of Trade Repositories (reg. 25A)
	Regulation 25A Supervision of trade repositories
	Chapter 2 Enforcement provisions relating to trade repositories (regs. 26-33)
	Regulation 26 Warning notice
	Regulation 27 Decision notice
	Regulation 28 Public censure
	Regulation 29 Financial penalties
	Regulation 30 Statement of policy
	Regulation 31 Statement of policy: procedure
	Regulation 32 Powers to issue guidance
	Regulation 33 Injunctions
	Chapter 3 Application of the FSMA for the purposes of this Part, the SFT Regulation and the TRATP Regulations (regs. 34-39)
	Regulation 34 Application of Part 9 of the FSMA (hearings and appeals)
	Regulation 35 Application of Part 9A of the FSMA (rules and guidance)
	Regulation 36 Application of Part 11 of the FSMA (information gathering and investigations)
	Regulation 37 Application of Part 26 of the FSMA (notices)
	Regulation 38 Application of Part 27 of the FSMA (offences)
	Regulation 39 Application of Schedule 1ZA to the FSMA (the Financial Conduct Authority)
	Signature
	Explanatory Note
	Explanatory Memorandum
	Impact Assessment