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Chapter 1 Preliminary (reg. 25) |
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Regulation 25 Interpretation of Part 4 |
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Chapter 1A Supervision of Trade Repositories (reg. 25A) |
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Regulation 25A Supervision of trade repositories |
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Chapter 2 Enforcement provisions relating to trade repositories (regs. 26-33) |
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Regulation 26 Warning notice |
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Regulation 27 Decision notice |
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Regulation 28 Public censure |
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Regulation 29 Financial penalties |
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Regulation 30 Statement of policy |
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Regulation 31 Statement of policy: procedure |
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Regulation 32 Powers to issue guidance |
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Regulation 33 Injunctions |
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Chapter 3 Application of the FSMA for the purposes of this Part, the SFT Regulation and the TRATP Regulations (regs. 34-39) |
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Regulation 34 Application of Part 9 of the FSMA (hearings and appeals) |
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Regulation 35 Application of Part 9A of the FSMA (rules and guidance) |
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Regulation 36 Application of Part 11 of the FSMA (information gathering and investigations) |
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Regulation 37 Application of Part 26 of the FSMA (notices) |
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Regulation 38 Application of Part 27 of the FSMA (offences) |
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Regulation 39 Application of Schedule 1ZA to the FSMA (the Financial Conduct Authority) |
