icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019 [SI 2019 No. 542]Introductory TextPart 1 Introduction (regs. 1-2)Regulation 1 Citation and commencementRegulation 2 InterpretationPart 2 Amendment of subordinate legislation (reg. 3)Regulation 3 Amendment of the Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016Part 3 Amendment of retained direct EU legislation (regs. 4-24)Amendment of the SFT regulation (regs. 4-24)Regulation 4Regulation 5Regulation 6Regulation 7Regulation 8Regulation 9Regulation 10Regulation 11Regulation 12Regulation 13Regulation 14Regulation 15Regulation 16Regulation 17Regulation 18Regulation 19Regulation 20Regulation 21Regulation 22Regulation 23Regulation 24Part 4 Specific provision for trade repositories (regs. 25-39)Chapter 1 Preliminary (reg. 25)Regulation 25 Interpretation of Part 4Chapter 1A Supervision of Trade Repositories (reg. 25A)Regulation 25A Supervision of trade repositoriesChapter 2 Enforcement provisions relating to trade repositories (regs. 26-33)Regulation 26 Warning noticeRegulation 27 Decision noticeRegulation 28 Public censureRegulation 29 Financial penaltiesRegulation 30 Statement of policyRegulation 31 Statement of policy: procedureRegulation 32 Powers to issue guidanceRegulation 33 InjunctionsChapter 3 Application of the FSMA for the purposes of this Part, the SFT Regulation and the TRATP Regulations (regs. 34-39)Regulation 34 Application of Part 9 of the FSMA (hearings and appeals)Regulation 35 Application of Part 9A of the FSMA (rules and guidance)Regulation 36 Application of Part 11 of the FSMA (information gathering and investigations)Regulation 37 Application of Part 26 of the FSMA (notices)Regulation 38 Application of Part 27 of the FSMA (offences)Regulation 39 Application of Schedule 1ZA to the FSMA (the Financial Conduct Authority)  SignatureExplanatory NoteExplanatory MemorandumImpact Assessment 
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 10th January 2025
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext

Chapter 3 Application of the FSMA for the purposes of this Part, the SFT Regulation and the TRATP Regulations (regs. 34-39)

Regulation 34 Application of Part 9 of the FSMA (hearings and appeals)
Regulation 35 Application of Part 9A of the FSMA (rules and guidance)
Regulation 36 Application of Part 11 of the FSMA (information gathering and investigations)
Regulation 37 Application of Part 26 of the FSMA (notices)
Regulation 38 Application of Part 27 of the FSMA (offences)
Regulation 39 Application of Schedule 1ZA to the FSMA (the Financial Conduct Authority)  
PreviousNext