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Uncertificated Securities (Amendment and EU Exit) Regulations 2019 [SI 2019 No. 679]Introductory TextPart 1 General (reg. 1)Regulation 1 Citation and commencementPart 2 Amendment of primary legislation (regs. 2-3)Regulation 2 Consequential amendments to the Companies Act 2006Regulation 3 Consequential amendments to the Financial Services (Banking Reform) Act 2013Part 3 Amendment of subordinate legislation (regs. 4-9)Regulation 4 Amendments to the Uncertificated Securities Regulations 2001Regulation 5 Consequential amendment to the Stamp Duty Reserve Tax Regulations 1986Regulation 6 Consequential amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001Regulation 7 Consequential amendment to the Financial Services and Markets Act 2000 (Exemption) Order 2001Regulation 8 Consequential amendment to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001Regulation 9 Consequential amendment to the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014Part 4 Transitional provisions and review (regs. 10-13)Regulation 10 Transitional provisions: interpretationRegulation 11 Transitional and saving provisions for OperatorsRegulation 12 Transitional and savings provisions for issuersRegulation 13 ReviewPart 5 Amendments in connection with exiting the European Union (regs. 14-16)Regulation 14 Amendments to the Uncertificated Securities Regulations 2001Regulation 15 Amendment to Article 15 of Regulation EU No. 236/2012Regulation 16 Amendment to the Central Securities Depositories Regulations 2014SignatureExplanatory NoteExplanatory Memorandum
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 26 March 2019

Uncertificated Securities (Amendment and EU Exit) Regulations 2019 [SI 2019 No. 679]

To be revoked by s. 1 and Sch. 1 Pt 2 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 2 not yet fully commenced.

Introductory Text
Part 1 General (reg. 1)
Regulation 1 Citation and commencement
Part 2 Amendment of primary legislation (regs. 2-3)
Regulation 2 Consequential amendments to the Companies Act 2006
Regulation 3 Consequential amendments to the Financial Services (Banking Reform) Act 2013
Part 3 Amendment of subordinate legislation (regs. 4-9)
Regulation 4 Amendments to the Uncertificated Securities Regulations 2001
Regulation 5 Consequential amendment to the Stamp Duty Reserve Tax Regulations 1986
Regulation 6 Consequential amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
Regulation 7 Consequential amendment to the Financial Services and Markets Act 2000 (Exemption) Order 2001
Regulation 8 Consequential amendment to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulation 9 Consequential amendment to the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014
Part 4 Transitional provisions and review (regs. 10-13)
Regulation 10 Transitional provisions: interpretation
Regulation 11 Transitional and saving provisions for Operators
Regulation 12 Transitional and savings provisions for issuers
Regulation 13 Review
Part 5 Amendments in connection with exiting the European Union (regs. 14-16)
Regulation 14 Amendments to the Uncertificated Securities Regulations 2001
Regulation 15 Amendment to Article 15 of Regulation EU No. 236/2012
Regulation 16 Amendment to the Central Securities Depositories Regulations 2014
Signature
Explanatory Note
Explanatory Memorandum
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