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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
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Regulation 5 Definitions

(1) Article 3 (definitions) is amended as follows.

(2) Paragraph 1 is amended as follows.

(3) In point (10) (definition of ‘supervised contributor’), for "Union" substitute "United Kingdom".

(4) In point (16) (definition of ‘financial instrument’) -

(a) for "listed in Section C of Annex I to Directive 2014/65/EU" substitute "specified in Part 1 of Schedule 2 to the Regulated Activities Order";

(b) for the words from "trading venue", where first occurring, to the end substitute "UK trading venue has been made, or which is traded on a UK trading venue or via a systematic internaliser as defined in Article 2(1)(12) of the Markets in Financial Instruments Regulation;".

(5) In point (17) (definition of ‘supervised entity’) -

(a) for points (a) and (b) substitute -

"(a) a CRR firm as defined in Article 4(1)(2A) of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and am

Comparing proposed amendment...