Version status: Revoked | Document consolidation status: Assimilated law updated to reflect all known changes

Published date: 20 December 2017

Commission Delegated Regulation (EU) 2017/2359 of 21 September 2017 supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products (Assimilated Law)

	Recitals
	Chapter I Scope and Definitions (arts. 1-2)
	Article 1 Scope
	Article 2 Definitions
	Article 2A Reference to a sourcebook in the Handbook of Rules and Guidance
	Chapter II Conflicts of Interest and Inducements (arts. 3-8)
	Article 3 Identification of conflicts of interest
	Article 4 Conflicts of interest policy
	Article 5 Procedures and measures under the conflicts of interest policy
	Article 6 Disclosure
	Article 7 Review and record keeping
	Article 8 Assessment of inducements and inducement schemes
	Chapter III Assessment of Suitability and Appropriateness (arts. 9-19)
	Section 1 Assessment of suitability (arts. 9-14)
	Article 9 Information to be obtained for the purposes of the assessment of suitability
	Article 10 Reliability of information
	Article 11 Communication with customers regarding the assessment of suitability
	Article 12 Automated advice
	Article 13 Group insurance
	Article 14 Suitability statement
	Section 2 Assessment of appropriateness (arts. 15-16)
	Article 15 Assessment procedure
	Article 16 Non-complex insurance-based investment products
	Section 3 Provisions common to the assessment of suitability and appropriateness (arts. 17-19)
	Article 17 Information to be obtained from the customer
	Article 18 Periodic report
	Article 19 Retention of records
	Chapter IIIA Transfer of functions (art. 19A)
	Article 19A Directive functions transferred to the Treasury
	Chapter IV Final Provisions (art. 20)
	Article 20 Entry into force and application
	Done at