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Commission Delegated Regulation (EU) 2017/2359 of 21 September 2017 supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products (Assimilated Law)RecitalsChapter I Scope and Definitions (arts. 1-2)Article 1 ScopeArticle 2 DefinitionsArticle 2A Reference to a sourcebook in the Handbook of Rules and GuidanceChapter II Conflicts of Interest and Inducements (arts. 3-8)Article 3 Identification of conflicts of interestArticle 4 Conflicts of interest policyArticle 5 Procedures and measures under the conflicts of interest policyArticle 6 DisclosureArticle 7 Review and record keepingArticle 8 Assessment of inducements and inducement schemesChapter III Assessment of Suitability and Appropriateness (arts. 9-19)Section 1 Assessment of suitability (arts. 9-14)Article 9 Information to be obtained for the purposes of the assessment of suitabilityArticle 10 Reliability of informationArticle 11 Communication with customers regarding the assessment of suitabilityArticle 12 Automated adviceArticle 13 Group insuranceArticle 14 Suitability statementSection 2 Assessment of appropriateness (arts. 15-16)Article 15 Assessment procedureArticle 16 Non-complex insurance-based investment productsSection 3 Provisions common to the assessment of suitability and appropriateness (arts. 17-19)Article 17 Information to be obtained from the customerArticle 18 Periodic reportArticle 19 Retention of recordsChapter IIIA Transfer of functions (art. 19A)Article 19A Directive functions transferred to the TreasuryChapter IV Final Provisions (art. 20)Article 20 Entry into force and applicationDone at
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Section 1 Assessment of suitability (arts. 9-14)

Article 9 Information to be obtained for the purposes of the assessment of suitability
Article 10 Reliability of information
Article 11 Communication with customers regarding the assessment of suitability
Article 12 Automated advice
Article 13 Group insurance
Article 14 Suitability statement
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