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Section 1 Assessment of suitability (arts. 9-14) |
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Article 9 Information to be obtained for the purposes of the assessment of suitability |
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Article 10 Reliability of information |
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Article 11 Communication with customers regarding the assessment of suitability |
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Article 12 Automated advice |
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Article 13 Group insurance |
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Article 14 Suitability statement |
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Section 2 Assessment of appropriateness (arts. 15-16) |
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Article 15 Assessment procedure |
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Article 16 Non-complex insurance-based investment products |
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Section 3 Provisions common to the assessment of suitability and appropriateness (arts. 17-19) |
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Article 17 Information to be obtained from the customer |
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Article 18 Periodic report |
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Article 19 Retention of records |
