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Prospectus (Amendment etc.) (EU Exit) Regulations 2019 [SI 2019 No. 1234]Introductory TextPart 1 General (reg. 1)Regulation 1 Citation, commencement and interpretationPart 2 Amendments of FSMA (regs. 2-9)Regulation 2 Amendments of FSMARegulation 3 Matters which may be dealt with by prospectus rulesReulation 4 Prohibition of dealing etc in transferable securities without approved prospectusRegulation 5 Exempt offers to the public and admissions to tradingRegulation 6 Power of FCA to suspend or prohibit trading on a trading facilityRegulation 7 Reporting of infringementsRegulation 8 Publication of noticesRegulation 9 Publication of notices - prospectus regulationPart 3 Amendments of the 2019 Regulations (regs. 10-25)Regulation 10 Amendments of the 2019 RegulationsRegulation 11 - Regulation 4Regulation 12 - Regulation 6Regulation 13 - Regulation 8Regulation 14 - Regulation 9Regulation 15 - Regulation 10Regulation 16 - Regulations 11 to 17Regulation 17 - Regulation 30Regulation 18 - Regulation 31Regulation 19 - Regulation 36Regulation 20 - Regulation 38Regulation 21 - Regulations 40 to 66Regulation 22 Amendment of Commission Regulation (EC) No. 1569/2007Regulation 23 Amendment of the transitional provisionRegulation 24 Revocation of Schedule 1Regulation 25 Amendments of Schedule 2Part 4 Amendments of other secondary legislation (regs. 26-30)Regulation 26 Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005Regulation 27 Amendments of the Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019Regulation 28 Amendment of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019Regulation 29 Amendments of the Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019Regulation 30 Amendment of the Financial Services and Markets Act 2000 (Prospectus) Regulations 2019Part 5 Amendments of retained European Union law (regs. 31-73)Chapter 1 Amendments of the Prospectus Regulation (regs. 31-70)Regulation 31 Amendments of the Prospectus RegulationRegulation 32 Subject matter, scope and exemptionsRegulation 33 DefinitionsRegulation 34 Obligation to publish a prospectus and exemptionsRegulation 35 Voluntary prospectusRegulation 36 The prospectus summaryRegulation 37 The base prospectusRegulation 38 The universal registration documentRegulation 39 Prospectuses consisting of separate documentsRegulation 40 Responsibility attaching to the prospectusRegulation 41 Minimum information and formatRegulation 42 Simplified disclosure regime for secondary issuersRegulation 43 EU Growth prospectusRegulation 44 Risk factorsRegulation 45 Final offer price and amount of securitiesRegulation 46 Omission of informationRegulation 47 Incorporation by referenceRegulation 48 Scrutiny and approval of the prospectusRegulation 49 Publication of the prospectusRegulation 50 AdvertisementsRegulation 51 Supplements to the prospectusRegulation 52 Omission of Articles 24 to 27Regulation 53 Third country issuers prospectus drawn up in accordance with Regulation (EU) 2017/1129Regulation 54 Third country issuers prospectus drawn up in accordance with laws of a third countryRegulation 55 Cooperation with third countriesRegulation 56 Amendment of heading of Chapter 7Regulation 57 Omission of Article 31Regulation 58 Powers of competent authoritiesRegulation 59 Omission of Articles 33 and 34Regulation 60 Professional secrecyRegulation 61 Data protectionRegulation 62 Omission of Articles 37 to 41Regulation 63 Publication of decisionsRegulation 64 Omission of Article 43Regulation 65 Amendment of heading of Chapter 9Regulation 66 Omission of Articles 44 and 45 and insertion of Article 45aRegulation 67 Omission of Articles 47 and 48Regulation 68 Entry into force etc.Regulation 69 Final provisionsRegulation 70 AnnexesChapter 2 Amendments of Commission Delegated Regulation (EU) 2019/980 (reg. 71)Regulation 71 Amendments of Commission Delegated Regulation (EU) 2019/980Chapter 3 Amendments of Commission Regulation (EC) 1569/2007 (reg. 72)Regulation 72 Amendments of Commission Regulation (EC) No. 1569/2007Chapter 4 Amendments of the EEA Agreement (reg. 73)Regulation 73 Amendments of EEA AgreementPart 6 Transitional provision (regs. 74-75)Regulation 74 Transitional provision for prospectuses notified under the Prospectus Regulation before IP completion dayRegulation 75 Transitional provision for registration documents and universal registration documents notified under the Prospectus Regulation before IP completion daySchedule - Amendments of Annexes to Commission Delegated Regulation (EU) 2019/980SignatureExplanatory NoteExplanatory Memorandum
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 5 September 2019 - onwards

Introductory Text

Made at 9.00 a.m. on 5th September 2019

at 3.00 p.m. on 5th September 2019

Laid before Parliament

Coming into force in accordance with regulation 1

The Treasury make these Regulations in exercise of the powers conferred by section 8(1) of, and paragraph 21 of Schedule 7 to, the European Union (Withdrawal) Act 2018 [2018 c. 16.].

The Treasury are of the opinion that, by reason of urgency, it is necessary to make these Regulations without a draft of the instrument being laid before, and approved by a resolution of, each House of Parliament [Paragraph 5(2) of Schedule 7 to the European Union (Withdrawal) Act 2018.].

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