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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Regulation 38 The universal registration document

In Article 9 -

(a) in paragraph 2 -

(i) in the first subparagraph, omit "of its home Member State";

(ii) omit the fifth subparagraph;

(b) in paragraph 3 -

(i) for "a competent", substitute "the competent";

(ii) at the end, insert "This paragraph does not apply in relation to a registration document forming part of a prospectus deemed to be approved by the competent authority in accordance with regulation 73 of the Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019. [S.I. 2019/707.]";

(c) omit paragraph 5;

(d) in paragraph 11, before "Directive 2004/109/EC" insert "the UK law which implemented";

(e) in paragraph 12 -

(i) in the first subparagraph, for "Article 4 of Directive 2004/109/EC" substitute "Section 1 of Chapter 4 of the Disclosure Guidance and Transparency Rules Sourcebook";

(ii) in the second subparagraph, for "Article 5 of Directive 2004/109/EC" substitute "Section 2 of Chapter 4 of the Disclosure Guidance and Transparency Rules Sourcebook";

(f) omit paragraph 13;

(g) for paragraph 14, substitute -