Regulation 38 The universal registration document
In Article 9 -
(a) in paragraph 2 -
(i) in the first subparagraph, omit "of its home Member State";
(ii) omit the fifth subparagraph;
(b) in paragraph 3 -
(i) for "a competent", substitute "the competent";
(ii) at the end, insert "This paragraph does not apply in relation to a registration document forming part of a prospectus deemed to be approved by the competent authority in accordance with regulation 73 of the Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019. [S.I. 2019/707.]";
(c) omit paragraph 5;
(d) in paragraph 11, before "Directive 2004/109/EC" insert "the UK law which implemented";
(e) in paragraph 12 -
(i) in the first subparagraph, for "Article 4 of Directive 2004/109/EC" substitute "Section 1 of Chapter 4 of the Disclosure Guidance and Transparency Rules Sourcebook";
(ii) in the second subparagraph, for "Article 5 of Directive 2004/109/EC" substitute "Section 2 of Chapter 4 of the Disclosure Guidance and Transparency Rules Sourcebook";
(f) omit paragraph 13;
(g) for paragraph 14, substitute -