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UK Financial Services Law
Legislation (UK)
Statutory Instruments
2019
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Table of Contents
Table of Contents
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Prospectus (Amendment etc.) (EU Exit) Regulations 2019 [SI 2019 No. 1234]
Introductory Text
Part 1 General (reg. 1)
Regulation 1 Citation, commencement and interpretation
Part 2 Amendments of FSMA (regs. 2-9)
Regulation 2 Amendments of FSMA
Regulation 3 Matters which may be dealt with by prospectus rules
Reulation 4 Prohibition of dealing etc in transferable securities without approved prospectus
Regulation 5 Exempt offers to the public and admissions to trading
Regulation 6 Power of FCA to suspend or prohibit trading on a trading facility
Regulation 7 Reporting of infringements
Regulation 8 Publication of notices
Regulation 9 Publication of notices - prospectus regulation
Part 3 Amendments of the 2019 Regulations (regs. 10-25)
Regulation 10 Amendments of the 2019 Regulations
Regulation 11 - Regulation 4
Regulation 12 - Regulation 6
Regulation 13 - Regulation 8
Regulation 14 - Regulation 9
Regulation 15 - Regulation 10
Regulation 16 - Regulations 11 to 17
Regulation 17 - Regulation 30
Regulation 18 - Regulation 31
Regulation 19 - Regulation 36
Regulation 20 - Regulation 38
Regulation 21 - Regulations 40 to 66
Regulation 22 Amendment of Commission Regulation (EC) No. 1569/2007
Regulation 23 Amendment of the transitional provision
Regulation 24 Revocation of Schedule 1
Regulation 25 Amendments of Schedule 2
Part 4 Amendments of other secondary legislation (regs. 26-30)
Regulation 26 Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
Regulation 27 Amendments of the Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019
Regulation 28 Amendment of the Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019
Regulation 29 Amendments of the Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019
Regulation 30 Amendment of the Financial Services and Markets Act 2000 (Prospectus) Regulations 2019
Part 5 Amendments of retained European Union law (regs. 31-73)
Chapter 1 Amendments of the Prospectus Regulation (regs. 31-70)
Regulation 31 Amendments of the Prospectus Regulation
Regulation 32 Subject matter, scope and exemptions
Regulation 33 Definitions
Regulation 34 Obligation to publish a prospectus and exemptions
Regulation 35 Voluntary prospectus
Regulation 36 The prospectus summary
Regulation 37 The base prospectus
Regulation 38 The universal registration document
Regulation 39 Prospectuses consisting of separate documents
Regulation 40 Responsibility attaching to the prospectus
Regulation 41 Minimum information and format
Regulation 42 Simplified disclosure regime for secondary issuers
Regulation 43 EU Growth prospectus
Regulation 44 Risk factors
Regulation 45 Final offer price and amount of securities
Regulation 46 Omission of information
Regulation 47 Incorporation by reference
Regulation 48 Scrutiny and approval of the prospectus
Regulation 49 Publication of the prospectus
Regulation 50 Advertisements
Regulation 51 Supplements to the prospectus
Regulation 52 Omission of Articles 24 to 27
Regulation 53 Third country issuers prospectus drawn up in accordance with Regulation (EU) 2017/1129
Regulation 54 Third country issuers prospectus drawn up in accordance with laws of a third country
Regulation 55 Cooperation with third countries
Regulation 56 Amendment of heading of Chapter 7
Regulation 57 Omission of Article 31
Regulation 58 Powers of competent authorities
Regulation 59 Omission of Articles 33 and 34
Regulation 60 Professional secrecy
Regulation 61 Data protection
Regulation 62 Omission of Articles 37 to 41
Regulation 63 Publication of decisions
Regulation 64 Omission of Article 43
Regulation 65 Amendment of heading of Chapter 9
Regulation 66 Omission of Articles 44 and 45 and insertion of Article 45a
Regulation 67 Omission of Articles 47 and 48
Regulation 68 Entry into force etc.
Regulation 69 Final provisions
Regulation 70 Annexes
Chapter 2 Amendments of Commission Delegated Regulation (EU) 2019/980 (reg. 71)
Regulation 71 Amendments of Commission Delegated Regulation (EU) 2019/980
Chapter 3 Amendments of Commission Regulation (EC) 1569/2007 (reg. 72)
Regulation 72 Amendments of Commission Regulation (EC) No. 1569/2007
Chapter 4 Amendments of the EEA Agreement (reg. 73)
Regulation 73 Amendments of EEA Agreement
Part 6 Transitional provision (regs. 74-75)
Regulation 74 Transitional provision for prospectuses notified under the Prospectus Regulation before IP completion day
Regulation 75 Transitional provision for registration documents and universal registration documents notified under the Prospectus Regulation before IP completion day
Schedule - Amendments of Annexes to Commission Delegated Regulation (EU) 2019/980
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Explanatory Note
Explanatory Memorandum
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https://service.betterregulation.com/document/402110
Prospectus (Amendment etc.) (EU Exit) Regulations 2019 [SI 2019 No. 1234]
Part 5 Amendments of retained European Union law (regs. 31-73)
Chapter 1 Amendments of the Prospectus Regulation (regs. 31-70)
Regulation 35 Voluntary prospectus
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Version status:
In force
| Document consolidation status:
Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2
Regulation 35 Voluntary prospectus
In
Article 4(2)
, omit the words from "of the home" to "Article 2,".
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