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Title IV Prudential supervision (arts. 12-56)

Comparing proposed amendment...
Chapter 1 Principles of prudential supervision (arts. 12-24)
Section 1 Competences and duties of home and host Member States (arts. 12-14)
Entered into force
Article 12 Competence of the competent authorities of the home and host Member State
Entered into force
Article 13 Cooperation between competent authorities of different Member States
Entered into force
Article 14 On-the-spot checking and inspection of branches established in another Member State
Section 2 Professional secrecy and duty to report (arts. 15-17)
Entered into force
Article 15 Professional secrecy and exchange of confidential information
Entered into force
Article 16 Cooperation arrangements with third countries for the exchange of information
Entered into force
Article 17 Duties of persons responsible for the control of annual and consolidated accounts
Section 3 Sanctions, investigatory powers and right of appeal (arts. 18-23)
Entered into force
Article 18 Administrative sanctions and other administrative measures
Entered into force
Article 19 Investigatory powers
Entered into force
Article 20 Publication of administrative sanctions and other administrative measures
Entered into force
Article 21 Reporting sanctions to EBA
Entered into force
Article 22 Reporting of breaches
Entered into force
Article 23 Right of appeal
Chapter 2 Review process (arts. 24-45)
Section 1 Internal capital adequacy assessment process and internal risk-assessment process (art. 24)
Entered into force
Article 24 Internal capital and liquid assets
Section 2 Internal governance, transparency, treatment of risks and remuneration (arts. 25-35)
Entered into force
Article 25 Scope of application of this Section
Entered into force
Article 26 Internal governance
Entered into force
Article 27 Country-by-country reporting
Entered into force
Article 28 Role of the management body in risk management
Entered into force
Article 29 Treatment of risks
Entered into force
Article 30 Remuneration policies
Entered into force
Article 31 Investment firms that benefit from extraordinary public financial support
Entered into force
Article 32 Variable remuneration
Entered into force
Article 33 Remuneration committee
Entered into force
Article 34 Oversight of remuneration policies
Entered into force
Article 35 EBA report on environmental, social, and governance risks
Section 3 Supervisory review and evaluation process (arts. 36-37)
Entered into force
Article 36 Supervisory review and evaluation
Entered into force
Article 37 Ongoing review of the permission to use internal models
Section 4 Supervisory measures and powers (arts. 38-45)
Entered into force
Article 38 Supervisory measures
Entered into force
Article 39 Supervisory powers
Entered into force
Article 40 Additional own funds requirement
Entered into force
Article 41 Guidance on additional own funds
Entered into force
Article 42 Specific liquidity requirements
Entered into force
Article 43 Cooperation with resolution authorities
Entered into force
Article 44 Publication requirements
Inserted
Article 44a Accessibility of information on the European single access point
Entered into force
Article 45 Obligation to inform EBA
Chapter 3 Supervision of investment firm groups (arts. 46-56)
Section 1 Supervision of investment firm groups on a consolidated basis and supervision of compliance with the group capital test (arts. 46-50)
Entered into force
Article 46 Determination of the group supervisor
Entered into force
Article 47 Information requirements in emergency situations
Entered into force
Article 48 Colleges of supervisors
Entered into force
Article 49 Cooperation requirements
Entered into force
Article 50 Verification of information concerning entities located in other Member States
Section 2 Investment holding companies, mixed financial holding companies and mixed-activity holding companies (arts. 51-56)
Entered into force
Article 51 Inclusion of holding companies in supervision of compliance with the group capital test
Entered into force
Article 52 Qualifications of directors
Entered into force
Article 53 Mixed-activity holding companies
Amended
Article 54 Sanctions
Entered into force
Article 55 Assessment of third-country supervision and other supervisory techniques
Entered into force
Article 56 Cooperation with third-country supervisory authorities