Title IV Prudential supervision (arts. 12-56)

Comparing proposed amendment...


	Chapter 1 Principles of prudential supervision (arts. 12-24)
	Section 1 Competences and duties of home and host Member States (arts. 12-14)
Entered into force	Article 12 Competence of the competent authorities of the home and host Member State
Entered into force	Article 13 Cooperation between competent authorities of different Member States
Entered into force	Article 14 On-the-spot checking and inspection of branches established in another Member State
	Section 2 Professional secrecy and duty to report (arts. 15-17)
Entered into force	Article 15 Professional secrecy and exchange of confidential information
Entered into force	Article 16 Cooperation arrangements with third countries for the exchange of information
Entered into force	Article 17 Duties of persons responsible for the control of annual and consolidated accounts
	Section 3 Sanctions, investigatory powers and right of appeal (arts. 18-23)
Entered into force	Article 18 Administrative sanctions and other administrative measures
Entered into force	Article 19 Investigatory powers
Entered into force	Article 20 Publication of administrative sanctions and other administrative measures
Entered into force	Article 21 Reporting sanctions to EBA
Entered into force	Article 22 Reporting of breaches
Entered into force	Article 23 Right of appeal
	Chapter 2 Review process (arts. 24-45)
	Section 1 Internal capital adequacy assessment process and internal risk-assessment process (art. 24)
Entered into force	Article 24 Internal capital and liquid assets
	Section 2 Internal governance, transparency, treatment of risks and remuneration (arts. 25-35)
Entered into force	Article 25 Scope of application of this Section
Entered into force	Article 26 Internal governance
Entered into force	Article 27 Country-by-country reporting
Entered into force	Article 28 Role of the management body in risk management
Entered into force	Article 29 Treatment of risks
Entered into force	Article 30 Remuneration policies
Entered into force	Article 31 Investment firms that benefit from extraordinary public financial support
Entered into force	Article 32 Variable remuneration
Entered into force	Article 33 Remuneration committee
Entered into force	Article 34 Oversight of remuneration policies
Entered into force	Article 35 EBA report on environmental, social, and governance risks
	Section 3 Supervisory review and evaluation process (arts. 36-37)
Entered into force	Article 36 Supervisory review and evaluation
Entered into force	Article 37 Ongoing review of the permission to use internal models
	Section 4 Supervisory measures and powers (arts. 38-45)
Entered into force	Article 38 Supervisory measures
Entered into force	Article 39 Supervisory powers
Entered into force	Article 40 Additional own funds requirement
Entered into force	Article 41 Guidance on additional own funds
Entered into force	Article 42 Specific liquidity requirements
Entered into force	Article 43 Cooperation with resolution authorities
Entered into force	Article 44 Publication requirements
Inserted	Article 44a Accessibility of information on the European single access point
Entered into force	Article 45 Obligation to inform EBA
	Chapter 3 Supervision of investment firm groups (arts. 46-56)
	Section 1 Supervision of investment firm groups on a consolidated basis and supervision of compliance with the group capital test (arts. 46-50)
Entered into force	Article 46 Determination of the group supervisor
Entered into force	Article 47 Information requirements in emergency situations
Entered into force	Article 48 Colleges of supervisors
Entered into force	Article 49 Cooperation requirements
Entered into force	Article 50 Verification of information concerning entities located in other Member States
	Section 2 Investment holding companies, mixed financial holding companies and mixed-activity holding companies (arts. 51-56)
Entered into force	Article 51 Inclusion of holding companies in supervision of compliance with the group capital test
Entered into force	Article 52 Qualifications of directors
Entered into force	Article 53 Mixed-activity holding companies
Amended	Article 54 Sanctions
Entered into force	Article 55 Assessment of third-country supervision and other supervisory techniques
Entered into force	Article 56 Cooperation with third-country supervisory authorities

Previous Next

Document overview

Set a date to view the document

Text comparison

Print / Export Options

Export

Report template

Alert me to changes

Bookmarks

Search within this document

Request a trial

The best way to experience Better Regulation is to try it - free and without obligation.

Set a date to view the document

Text comparison

Print / Export Options

Export

Report template

Alert me to changes

Bookmarks

Search within this document

Share

Title IV Prudential supervision (arts. 12-56)

Log in

Request a trial

The best way to experience Better Regulation is to try it - free and without obligation.