1. European
  2. Legislation (EU)
  3. EU Regulations
  4. 2019
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  1. Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (IFR) (Text with EEA relevance)
  2. Part One General Provisions (arts. 1-8)
  3. Title II Level of application of requirements (arts. 5-8)
  4. Chapter 1 Application of requirements on an individual basis (arts. 5-6)
  5. Article 5 General principle
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Version status: Applicable | Document consolidation status: Updated to reflect all known changes
Version date: 26 June 2021 - onwards
  Version 3 of 3    

Article 5 General principle

Investment firms shall comply with the requirements laid down in Parts Two to Seven on an individual basis.

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