1. European
  2. Legislation (EU)
  3. EU Regulations
  4. 2019
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  1. Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on the prudential requirements of investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (IFR) (Text with EEA relevance)
  2. Part Three Capital requirements (arts. 11-34)
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Part Three Capital requirements (arts. 11-34)

Comparing proposed amendment...
Title I General requirements (arts. 11-14)
Applicable
 Article 11 Own funds requirements
Applicable
 Article 12 Small and non-interconnected investment firms
Applicable
 Article 13 Fixed overheads requirement
Applicable
 Article 14 Permanent minimum capital requirement
Title II K-Factor requirement (arts. 15-34)
Chapter 1 General principles (art. 15)
Applicable
 Article 15 K-factor requirement and applicable coefficients
Chapter 2 RtC K-factors (arts. 16-20)
Applicable
 Article 16 RtC K-factor requirement
Applicable
 Article 17 Measuring AUM for the purpose of calculating K-AUM
Applicable
 Article 18 Measuring CMH for the purpose of calculating K-CMH
Applicable
 Article 19 Measuring ASA for the purpose of calculating K-ASA
Applicable
 Article 20 Measuring COH for the purpose of calculating K-COH
Chapter 3 RtM K-Factors (arts. 21-23)
Applicable
 Article 21 RtM K-factor requirement
Applicable
 Article 22 Calculating K-NPR
Applicable
 Article 23 Calculating K-CMG
Chapter 4 RtF K-factors (arts. 24-33)
Applicable
 Article 24 RtF K-factor requirement
Section 1 Trading counter party default (arts. 25-32)
Applicable
 Article 25 Scope
Applicable
 Article 26 Calculating K-TCD
Applicable
 Article 27 Calculation of exposure value
Applicable
 Article 28 Replacement cost (RC)
Applicable
 Article 29 Potential future exposure
Applicable
 Article 30 Collateral
Applicable
 Article 31 Netting
Applicable
 Article 32 Credit valuation adjustment
Section 2 Daily trading flow (art. 33)
Applicable
 Article 33 Measuring DTF for the purpose of calculating K-DTF
Chapter 5 Environmental and social objectives (art. 34)
Applicable
 Article 34 Prudential treatment of assets exposed to activities associated with environmental or social objectives
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