Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository (Assimilated Law)

Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes

Published date: 31 December 2020

To be revoked by virtue of Sch. 1 Pt 3 to the Financial Services and Markets Act 2023 (c. 29) (FSMA 2023), Sch. 1 Pt 3 not yet fully commenced.

	Recitals
	Article -1 Interpretation
	Article 1 Identification, legal status and types of securities financing transactions
	Article 2 Policies and procedures
	Article 3 Ownership of the trade repository
	Article 4 Ownership chart
	Article 5 Organisational chart
	Article 6 Corporate governance
	Article 7 Internal control
	Article 8 Regulatory compliance
	Article 9 Senior management and members of the Board
	Article 10 Staffing policies and procedures
	Article 11 Fitness and properness
	Article 12 Financial reports and business plans
	Article 13 Management of conflicts of interest
	Article 14 Confidentiality
	Article 15 Inventory and mitigation of conflicts of interest
	Article 16 Information Technology resources and outsourcing
	Article 17 Ancillary services
	Article 18 Transparency of access rules
	Article 19 Verification of completeness and correctness of data
	Article 20 Pricing policy transparency
	Article 21 Operational risk
	Article 22 Recordkeeping policy
	Article 23 Data availability mechanisms
	Article 24 Direct and immediate access to data by authorities
	Article 25 Payment of fees
	Article 26 Information to be provided in the case of extension of registration
	Article 27 Verification of the accuracy and completeness of the application
	Article 28 Entry into force
	Done at

Request a trial