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Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository (Assimilated Law)RecitalsArticle -1 InterpretationArticle 1 Identification, legal status and types of securities financing transactionsArticle 2 Policies and proceduresArticle 3 Ownership of the trade repositoryArticle 4 Ownership chartArticle 5 Organisational chartArticle 6 Corporate governanceArticle 7 Internal controlArticle 8 Regulatory complianceArticle 9 Senior management and members of the BoardArticle 10 Staffing policies and proceduresArticle 11 Fitness and propernessArticle 12 Financial reports and business plansArticle 13 Management of conflicts of interestArticle 14 ConfidentialityArticle 15 Inventory and mitigation of conflicts of interestArticle 16 Information Technology resources and outsourcingArticle 17 Ancillary servicesArticle 18 Transparency of access rulesArticle 19 Verification of completeness and correctness of dataArticle 20 Pricing policy transparencyArticle 21 Operational riskArticle 22 Recordkeeping policyArticle 23 Data availability mechanismsArticle 24 Direct and immediate access to data by authoritiesArticle 25 Payment of feesArticle 26 Information to be provided in the case of extension of registrationArticle 27 Verification of the accuracy and completeness of the applicationArticle 28 Entry into forceDone at
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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
This version in force from: 31 December 2020

Article -1 Interpretation

Where a term is defined in Regulation 2015/2365/EU, as amended by The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019, that definition shall apply for the purposes of this Regulation.

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