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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
This version in force from: 31 December 2020

Article 10 Staffing policies and procedures

An application for registration as a trade repository shall contain the following information:

(a) a copy of the remuneration policy for the senior management, board members and the staff employed in risk and control functions of the applicant;

(b) a description of the measures put in place by the applicant to mitigate the risk of over-reliance on any individual employees.