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Version date: 29 March 2021 - onwards
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4.2 Determining the number of reportable SFTs

10. Pursuant to Article 1(1) ITS on reporting, counterparties should submit their SFT reports in a common electronic and machine-readable form and in a common XML template in accordance with the ISO 20022 methodology. To facilitate this, these Guidelines include the relevant XSD component applicable to the different use cases.

4.2.1 Market transactions that do not fall under the definition of an SFT

11. The following transactions should not fall under the definition of an SFT and should not be reported under SFTR:

a. Retail client lending governed by consumer credit legislation

b. Private banking loans and Lombard loans not related to securities financing

c. Syndicated lending and other corporate lending for commercial purposes

d. Overdraft facilities of custodians and CCP daylight lending facilities

e. Fails-curing intraday credit / overdraft

f. Central bank auto-collateralisation

g. Give-ups and take-ups in the execution and clearing chain

h. Commodities transactions entered into for

Comparing proposed amendment...