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Version status: Applicable | Document consolidation status: Updated to reflect all known changes
Version date: 29 April 2024 - onwards
Version 3 of 3

Article 3 Identification of counterparties and other entities

1. A report shall use an ISO 17442 Legal Entity Identifier (LEI) code to identify:

(a) a broking entity;

(b) a CCP;

(c) a clearing member;

(d) a counterparty which is a legal entity;

(e) a report submitting entity;

(f) an entity responsible for reporting;

(g) a post-trade risk reduction service provider.

2. A counterparty 1 to a derivative as referred to in the field 4 in Table 1 of the Annex to Delegated Regulation (EU) 2022/1855 and the entity responsible for reporting shall ensure that the reference data related to its ISO 17442 LEI code is renewed in accordance with the terms of any of the accredited Local Operating Units of the Global LEI System when reporting the conclusion or modification of a derivative contract pursuant to the Article 9 of Regulation (EU) No 648/2012.