Skip to main content
Version status: Applicable | Document consolidation status: Updated to reflect all known changes
Version date: 29 April 2024 - onwards
Version 3 of 3

Article 9 Methods and arrangements for reporting

1. The entity responsible for reporting shall notify its competent authority and, if different, the competent authority of the reporting counterparty of any of the following instances:

(a) any misreporting caused by f laws in the reporting systems that would affect a significant number of reports;

(b) any reporting obstacle preventing the report submitting entity from sending reports to a trade repository within the deadline referred to in Article 9(1) of Regulation (EU) No 648/2012;

(c) any significant issue resulting in reporting errors that would not cause rejection by a trade repository in accordance with Commission Delegated Regulation (EU) 2022/1858 [Commission Delegated Regulation (EU) 2022/1858 of 10 June 2022 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards specifying the procedures for the reconciliation of data between trade repositories and the procedures to be applied by the trade repository to verify the compliance by the reporting counterparty or submitting entity with the reporting requirements and to verify the completeness and correctness of the data reported (See page 46 of this Official Journal).].

The entity responsible for reporting shall promptly notify any of those instances, as soon as it becomes aware of them.