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| Recitals |
| Chapter I Establishment, legal status and definitions (arts. 1-4) |
ApplicableEntered into force | Article 1 Establishment and scope of action |
Entered into force | Article 2 Definitions |
Entered into force | Article 3 Legal status |
ApplicableEntered into force | Article 4 Seat |
| Chapter II Tasks and powers of the Authority (arts. 5-55) |
| Section 1 Tasks and powers (arts. 5-6) |
Entered into force | Article 5 Tasks |
Entered into force | Article 6 Powers of the Authority |
| Section 2 AML/CFT supervisory system (arts. 7-11) |
Entered into force | Article 7 Cooperation within the AML/CFT supervisory system |
Entered into force | Article 8 AML/CFT supervisory methodology |
Entered into force | Article 9 Thematic reviews |
Entered into force | Article 10 Mutual assistance in the AML/CFT supervisory system |
Entered into force | Article 11 Central AML/CFT database |
| Section 3 Direct supervision of selected obliged entities (arts. 12-29) |
Entered into force | Article 12 Assessment of credit institutions and financial institutions for the purposes of selection for direct supervision |
Entered into force | Article 13 The listing of selected obliged entities |
Entered into force | Article 14 Additional transfer of direct supervision tasks and powers in exceptional circumstances upon the request of a financial supervisor |
Entered into force | Article 15 Cooperation within the AML/CFT supervisory system for the purposes of direct supervision |
Entered into force | Article 16 Joint supervisory teams |
Entered into force | Article 17 Requests for information |
Entered into force | Article 18 General investigations |
Entered into force | Article 19 On-site inspections |
Entered into force | Article 20 Authorisation by a judicial authority |
Entered into force | Article 21 Administrative measures |
Entered into force | Article 22 Pecuniary sanctions |
Entered into force | Article 23 Periodic penalty payments |
Entered into force | Article 24 Hearing of persons subject to proceedings |
Entered into force | Article 25 Publication of administrative measures, pecuniary sanctions and periodic penalty payments |
Entered into force | Article 26 Enforcement of pecuniary sanctions and periodic penalty payments and allocation of the amounts of those sanctions and payments |
Entered into force | Article 27 Procedural rules for taking supervisory measures and imposing pecuniary sanctions and periodic penalty payments |
Entered into force | Article 28 Review by the Court of Justice of the European Union |
Entered into force | Article 29 Language arrangements in direct supervision |
| Section 4 Indirect supervision of non-selected obliged entities (arts. 30-34) |
Entered into force | Article 30 Assessments of the state of supervisory convergence |
Entered into force | Article 31 Coordination and facilitation of the work of the AML/CFT supervisory colleges in the financial sector |
Entered into force | Article 32 Requests to act in exceptional circumstances following indications of serious, repeated or systematic breaches |
Entered into force | Article 33 Settlement of disagreements between financial supervisors in cross-border situations |
Entered into force | Article 34 Action in cases of systematic failures of supervision |
| Section 5 Oversight of the non-financial sector (arts. 35-38) |
Entered into force | Article 35 Peer reviews |
Entered into force | Article 36 Coordination and facilitation of the work of AML/CFT supervisory colleges in the non-financial sector |
Entered into force | Article 37 Warnings of breaches of Union law by non-financial supervisors and public authorities overseeing self-regulatory bodies |
Entered into force | Article 38 Settlement of disagreements between non-financial supervisors in cross-border situations |
| Section 6 Support and coordination mechanism for FIUs (arts. 39-48) |
Entered into force | Article 39 Cooperation between the Authority and Financial Intelligence Units |
Entered into force | Article 40 Conduct of joint analyses |
Entered into force | Article 41 Reporting and transmission of the results of joint analyses |
Entered into force | Article 42 Requests by the Authority for the initiation of a joint analysis |
Entered into force | Article 43 Review of the methods and procedures for, and conduct of, joint analyses |
Entered into force | Article 44 National FIU delegates |
Entered into force | Article 45 Mutual assistance in the area of cooperation between FIUs |
Entered into force | Article 46 Mediation between FIUs |
Entered into force | Article 47 FIU.net |
Entered into force | Article 48 Peer review |
| Section 7 Common instruments (arts. 49-55) |
ApplicableEntered into force | Article 49 Regulatory technical standards |
Entered into force | Article 50 Exercise of the delegation |
Entered into force | Article 51 Objections to regulatory technical standards |
Entered into force | Article 52 Non-endorsement or amendment of draft regulatory technical standards |
ApplicableEntered into force | Article 53 Implementing technical standards |
ApplicableEntered into force | Article 54 Guidelines and recommendations |
ApplicableEntered into force | Article 55 Opinions and technical advice |
| Chapter III Organisation of the Authority (arts. 56-75) |
Entered into force | Article 56 Administrative and management structure |
| Section 1 General Board (arts. 57-62) |
ApplicableEntered into force | Article 57 Composition of the General Board |
ApplicableEntered into force | Article 58 Delegation of tasks and decisions, and internal committees of the General Board |
ApplicableEntered into force | Article 59 Independence of the General Board |
ApplicableEntered into force | Article 60 Tasks of the General Board |
ApplicableEntered into force | Article 61 Voting rules of the General Board |
ApplicableEntered into force | Article 62 Meetings of the General Board |
| Section 2 Executive Board (arts. 63-67) |
ApplicableEntered into force | Article 63 Composition and appointment of the Executive Board |
ApplicableEntered into force | Article 64 Tasks of the Executive Board |
ApplicableEntered into force | Article 65 Annual and multiannual programming |
ApplicableEntered into force | Article 66 Voting rules of the Executive Board |
Entered into force | Article 67 Fundamental Rights Officer |
| Section 3 The Chair of the Authority (arts. 68-69) |
ApplicableEntered into force | Article 68 Appointment of the Chair of the Authority |
ApplicableEntered into force | Article 69 Responsibilities of the Chair of the Authority |
| Section 4 The Executive Director (arts. 70-71) |
ApplicableEntered into force | Article 70 Appointment of the Executive Director |
ApplicableEntered into force | Article 71 Tasks of the Executive Director |
| Section 5 Administrative Board of Review (arts. 72-75) |
Entered into force | Article 72 Establishment and composition of the Administrative Board of Review |
Entered into force | Article 73 Members of the Administrative Board of Review |
Entered into force | Article 74 Decisions subject to review |
Entered into force | Article 75 Exclusion and objection |
| Chapter IV Financial Provisions (arts. 76-84) |
Entered into force | Article 76 Budget |
Entered into force | Article 77 Fees levied on selected and non-selected obliged entities |
Entered into force | Article 78 Establishment of the budget |
Entered into force | Article 79 Implementation of the budget |
Entered into force | Article 80 Presentation of accounts and discharge |
Entered into force | Article 81 Financial rules |
Entered into force | Article 82 Anti-fraud measures |
Entered into force | Article 83 IT security |
Entered into force | Article 84 Accountability and reporting |
| Chapter V Staff and Cooperation (arts. 85-95) |
| Section 1 Staff (arts. 85-90) |
Entered into force | Article 85 General provision |
Entered into force | Article 86 Privileges and immunities |
Entered into force | Article 87 Staff of the Authority previously employed by the EBA |
Entered into force | Article 88 Obligation of professional secrecy |
Entered into force | Article 89 Security rules on the protection of classified and sensitive non-classified information |
Entered into force | Article 90 Reporting of breaches and protection of reporting persons |
| Section 2 Cooperation (arts. 91-95) |
Entered into force | Article 91 Cooperation with the European Supervisory Authorities |
Entered into force | Article 92 Cooperation with non-AML/CFT authorities |
Entered into force | Article 93 Partnerships for information sharing in the field of AML/CFT |
Entered into force | Article 94 Cooperation with OLAF, Europol, Eurojust and the EPPO |
Entered into force | Article 95 Cooperation with third countries and international organisations |
| Chapter VI General and final provisions (arts. 96-108) |
Entered into force | Article 96 Access to documents |
Entered into force | Article 97 General language arrangements |
Entered into force | Article 98 Data protection |
Entered into force | Article 99 Liability of the Authority |
ApplicableEntered into force | Article 100 Delegated acts |
ApplicableEntered into force | Article 101 Headquarters Agreement and operating conditions |
Entered into force | Article 102 Evaluation and review |
Entered into force | Article 103 Amendments to Regulation (EU) No 1093/2010 |
Entered into force | Article 104 Amendments to Regulation (EU) No 1094/2010 |
Entered into force | Article 105 Amendments to Regulation (EU) No 1095/2010 |
Entered into force | Article 106 Transitional arrangements |
ApplicableEntered into force | Article 107 Commencement of the Authority's activities |
Entered into force | Article 108 Entry into force and application |
Entered into force | Annex I List of the coefficients linked to aggravating and mitigating factors for the application of Article 22 |
Entered into force | Annex II List of directly applicable requirements referred to in Article 22(3) |
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