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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 [SI 2003 No. 1476]Introductory TextPart 1 General (art. 1)Article 1 Citation, commencement and interpretationPart 2 Amendments to the principal Order (arts. 2-12)Article 2 Amendments to the principal OrderArticle 3 Interpretation and generalArticle 4 Activities - dealing in investments as agentArticle 5 Activities - arranging deals in investmentsArticle 6 Activities - managing investmentsArticle 7 Activities - assisting in the administration and performance of a contract of insuranceArticle 8 Activities - safeguarding and administeringArticle 9 Activities - advising on investmentsArticle 10 Exclusions applying to several activitiesArticle 11 Further exclusions in connection with activities carried on in relation to contracts of insuranceArticle 12 Relevant text of the insurance mediation directivePart 3 Members of the Professions and Appointed Representatives (art. 13)Article 13 Register of unauthorised persons carrying on insurance mediation activitiesPart 4 Amendments to other Instruments made under the Act (arts. 14-18)Article 14 Amendment to the Appointed Representatives RegulationsArticle 15 Amendment to the Compensation Scheme: Electing Participants RegulationsArticle 16 Amendment to the Non-Exempt Activities OrderArticle 17 Misleading statements and practicesArticle 18 Amendment to the By Way of Business OrderPart 5 Miscellaneous (arts. 19-21)Article 19 Amendment of the threshold conditionsArticle 20 Amendment of section 49 of the ActArticle 21 Controllers of insurance intermediariesPart 6 Transitional Provisions (arts. 22-27)Article 22 InterpretationArticle 23 Applications for Part IV permission - general insurance mediationArticle 24 Application for approval - general insurance mediationArticle 25 Applications for Part IV permission - long-term care insurance mediationArticle 26 Application for approval - long-term care insurance mediationArticle 27 Modifications and waiversSignatureExplanatory Note
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 5 June 2003