Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 [SI 2003 No. 1476]

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Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 5 June 2003

Consolidation Status: Updated to reflect all known changes

Comparing proposed amendment...


	Introductory Text
	Part 1 General (art. 1)
In force	Article 1 Citation, commencement and interpretation
	Part 2 Amendments to the principal Order (arts. 2-12)
In force	Article 2 Amendments to the principal Order
In force	Article 3 Interpretation and general
In force	Article 4 Activities - dealing in investments as agent
In force	Article 5 Activities - arranging deals in investments
In force	Article 6 Activities - managing investments
In force	Article 7 Activities - assisting in the administration and performance of a contract of insurance
In force	Article 8 Activities - safeguarding and administering
In force	Article 9 Activities - advising on investments
In force	Article 10 Exclusions applying to several activities
In force	Article 11 Further exclusions in connection with activities carried on in relation to contracts of insurance
In force	Article 12 Relevant text of the insurance mediation directive
	Part 3 Members of the Professions and Appointed Representatives (art. 13)
In force	Article 13 Register of unauthorised persons carrying on insurance mediation activities
	Part 4 Amendments to other Instruments made under the Act (arts. 14-18)
In force	Article 14 Amendment to the Appointed Representatives Regulations
In force	Article 15 Amendment to the Compensation Scheme: Electing Participants Regulations
In force	Article 16 Amendment to the Non-Exempt Activities Order
In force	Article 17 Misleading statements and practices
In force	Article 18 Amendment to the By Way of Business Order
	Part 5 Miscellaneous (arts. 19-21)
In force	Article 19 Amendment of the threshold conditions
In force	Article 20 Amendment of section 49 of the Act
Revoked	Article 21 Controllers of insurance intermediaries
	Part 6 Transitional Provisions (arts. 22-27)
In force	Article 22 Interpretation
In force	Article 23 Applications for Part IV permission - general insurance mediation
In force	Article 24 Application for approval - general insurance mediation
In force	Article 25 Applications for Part IV permission - long-term care insurance mediation
In force	Article 26 Application for approval - long-term care insurance mediation
In force	Article 27 Modifications and waivers
	Signature
	Explanatory Note

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