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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 14 January 2005 - onwards
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Article 9 Activities - advising on investments

(1) In article 53 (advising on investments), in paragraph (b)(i), for "contractually based investment", substitute "relevant investment".

(2) In article 54 (advice given in newspapers) [Amended by S.I. 2003/1475.], in paragraph (1)(b), for "contractually based investments", substitute "relevant investments".

(3) In article 55(1) (other exclusions from the activity of advising on investments) [Amended by S.I. 2002/1776 and amended by renumbered by S.I. 2003/1475.], for "and 72A (information society services)", substitute ", 72A (information society services), 72B (activities carried on by a provider of relevant goods or services) and 72D (large risks contracts where risk situated outside the EEA)".

Comparing proposed amendment...