icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 [SI 2003 No. 1476]Introductory TextPart 1 General (art. 1)Article 1 Citation, commencement and interpretationPart 2 Amendments to the principal Order (arts. 2-12)Article 2 Amendments to the principal OrderArticle 3 Interpretation and generalArticle 4 Activities - dealing in investments as agentArticle 5 Activities - arranging deals in investmentsArticle 6 Activities - managing investmentsArticle 7 Activities - assisting in the administration and performance of a contract of insuranceArticle 8 Activities - safeguarding and administeringArticle 9 Activities - advising on investmentsArticle 10 Exclusions applying to several activitiesArticle 11 Further exclusions in connection with activities carried on in relation to contracts of insuranceArticle 12 Relevant text of the insurance mediation directivePart 3 Members of the Professions and Appointed Representatives (art. 13)Article 13 Register of unauthorised persons carrying on insurance mediation activitiesPart 4 Amendments to other Instruments made under the Act (arts. 14-18)Article 14 Amendment to the Appointed Representatives RegulationsArticle 15 Amendment to the Compensation Scheme: Electing Participants RegulationsArticle 16 Amendment to the Non-Exempt Activities OrderArticle 17 Misleading statements and practicesArticle 18 Amendment to the By Way of Business OrderPart 5 Miscellaneous (arts. 19-21)Article 19 Amendment of the threshold conditionsArticle 20 Amendment of section 49 of the ActArticle 21 Controllers of insurance intermediariesPart 6 Transitional Provisions (arts. 22-27)Article 22 InterpretationArticle 23 Applications for Part IV permission - general insurance mediationArticle 24 Application for approval - general insurance mediationArticle 25 Applications for Part IV permission - long-term care insurance mediationArticle 26 Application for approval - long-term care insurance mediationArticle 27 Modifications and waiversSignatureExplanatory Note
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 8th January 2025
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext
Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 5 June 2003 - onwards

Signature

Philip Woolas

John Heppell

Two of the Lords Commissioners of Her Majesty’s Treasury

5th June 2003

PreviousNext