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UK Financial Services Law
Legislation (UK)
Statutory Instruments
2003
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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 [SI 2003 No. 1476]
Introductory Text
Part 1 General (art. 1)
Article 1 Citation, commencement and interpretation
Part 2 Amendments to the principal Order (arts. 2-12)
Article 2 Amendments to the principal Order
Article 3 Interpretation and general
Article 4 Activities - dealing in investments as agent
Article 5 Activities - arranging deals in investments
Article 6 Activities - managing investments
Article 7 Activities - assisting in the administration and performance of a contract of insurance
Article 8 Activities - safeguarding and administering
Article 9 Activities - advising on investments
Article 10 Exclusions applying to several activities
Article 11 Further exclusions in connection with activities carried on in relation to contracts of insurance
Article 12 Relevant text of the insurance mediation directive
Part 3 Members of the Professions and Appointed Representatives (art. 13)
Article 13 Register of unauthorised persons carrying on insurance mediation activities
Part 4 Amendments to other Instruments made under the Act (arts. 14-18)
Article 14 Amendment to the Appointed Representatives Regulations
Article 15 Amendment to the Compensation Scheme: Electing Participants Regulations
Article 16 Amendment to the Non-Exempt Activities Order
Article 17 Misleading statements and practices
Article 18 Amendment to the By Way of Business Order
Part 5 Miscellaneous (arts. 19-21)
Article 19 Amendment of the threshold conditions
Article 20 Amendment of section 49 of the Act
Article 21 Controllers of insurance intermediaries
Part 6 Transitional Provisions (arts. 22-27)
Article 22 Interpretation
Article 23 Applications for Part IV permission - general insurance mediation
Article 24 Application for approval - general insurance mediation
Article 25 Applications for Part IV permission - long-term care insurance mediation
Article 26 Application for approval - long-term care insurance mediation
Article 27 Modifications and waivers
Signature
Explanatory Note
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https://service.betterregulation.com/document/142457
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 [SI 2003 No. 1476]
Part 1 General (art. 1)
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Part 1 General (art. 1)
Article 1 Citation, commencement and interpretation
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