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  1. Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009 [SI 2009 No. 1342]
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 1 June 2009

Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009 [SI 2009 No. 1342]

Consolidation Status: Updated to reflect all known changes
Comparing proposed amendment...
Introductory Text
Part 1 General (art. 1)
In force
 Article 1 Citation, commencement and interpretation
Part 2 Amendments of the Regulated Activities Order (arts. 2-22)
In force
 Article 2 Amendment of the Principal Order
In force
 Article 3 Definitions
In force
 Article 4 Arranging sale and rent back agreements
In force
 Article 5 Exclusion of arrangements not causing a deal
In force
 Article 6 Exclusion where a person provides a means of communication between parties
In force
 Article 7 Exclusion where the arranger is a party to the contract, plan or agreement
In force
 Article 8 Exclusion of arrangements where transaction is with or through authorised persons
In force
 Article 9 Exclusion made in the course of administration by authorised person
In force
 Article 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
In force
 Article 11 Exclusion of certain other arrangements consisting of an introduction to an authorised person etc.
In force
 Article 12 Other exclusions: arranging
In force
 Article 13 Advising on regulated sale and rent back agreements
In force
 Article 14 Exclusion of advice given in newspapers etc.
In force
 Article 15 Exclusion of advice given in the course of administration by authorised person
In force
 Article 16 Other exclusions: advising
In force
 Article 17 Entering into and administering regulated sale and rent back agreements
In force
 Article 18 Exclusion of trustees, nominees and personal representatives
In force
 Article 19 Exclusion of activities carried on in the course of a profession or non-investment business
In force
 Article 20 Overseas persons
In force
 Article 21 Specified investments
In force
 Article 22 Rights to or interests in investments
Part 3 Amendments of Primary Legislation (arts. 23-26)
In force
 Article 23 Amendments of the Companies Act 1985
In force
 Article 24 Amendments of the Law of Property (Miscellaneous Provisions) Act 1989
In force
 Article 25 Amendments of the Financial Services and Markets Act 2000
In force
 Article 26 Amendments of the Companies Act 2006
Part 4 Amendments of Other Secondary Legislation (arts. 27-31)
In force
 Article 27 Amendments of the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
In force
 Article 28 Amendments of the Financial Services and Markets Act 2000 (Exemption) Order 2001
In force
 Article 29 Amendments of the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
In force
 Article 30 Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
In force
 Article 31 Amendments of the Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008
Part 5 Transitional Provisions (arts. 32-34)
In force
 Article 32 Interim permission and interim variation of permission
In force
 Article 33 Application of the Authority's rules etc. to persons with an interim permission or interim variation of permission
In force
 Article 34 Application of the Act etc.
In force
 Schedule - Application of the Act and the Principal Order to Persons With an Interim Permission
Signature
Explanatory Note
Explanatory Memorandum
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