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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009 [SI 2009 No. 1342]Introductory TextPart 1 General (art. 1)Article 1 Citation, commencement and interpretationPart 2 Amendments of the Regulated Activities Order (arts. 2-22)Article 2 Amendment of the Principal OrderArticle 3 DefinitionsArticle 4 Arranging sale and rent back agreementsArticle 5 Exclusion of arrangements not causing a dealArticle 6 Exclusion where a person provides a means of communication between partiesArticle 7 Exclusion where the arranger is a party to the contract, plan or agreementArticle 8 Exclusion of arrangements where transaction is with or through authorised personsArticle 9 Exclusion made in the course of administration by authorised personArticle 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent adviceArticle 11 Exclusion of certain other arrangements consisting of an introduction to an authorised person etc.Article 12 Other exclusions: arrangingArticle 13 Advising on regulated sale and rent back agreementsArticle 14 Exclusion of advice given in newspapers etc.Article 15 Exclusion of advice given in the course of administration by authorised personArticle 16 Other exclusions: advisingArticle 17 Entering into and administering regulated sale and rent back agreementsArticle 18 Exclusion of trustees, nominees and personal representativesArticle 19 Exclusion of activities carried on in the course of a profession or non-investment businessArticle 20 Overseas personsArticle 21 Specified investmentsArticle 22 Rights to or interests in investmentsPart 3 Amendments of Primary Legislation (arts. 23-26)Article 23 Amendments of the Companies Act 1985Article 24 Amendments of the Law of Property (Miscellaneous Provisions) Act 1989Article 25 Amendments of the Financial Services and Markets Act 2000Article 26 Amendments of the Companies Act 2006Part 4 Amendments of Other Secondary Legislation (arts. 27-31)Article 27 Amendments of the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001Article 28 Amendments of the Financial Services and Markets Act 2000 (Exemption) Order 2001Article 29 Amendments of the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001Article 30 Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005Article 31 Amendments of the Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008Part 5 Transitional Provisions (arts. 32-34)Article 32 Interim permission and interim variation of permissionArticle 33 Application of the Authority's rules etc. to persons with an interim permission or interim variation of permissionArticle 34 Application of the Act etc.Schedule - Application of the Act and the Principal Order to Persons With an Interim PermissionSignatureExplanatory NoteExplanatory Memorandum
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 30 June 2010 - onwards
Version 3 of 3

Article 15 Exclusion of advice given in the course of administration by authorised person

In article 54A (advice given in the course of administration by authorised person) after paragraph (3) insert -

"(4) A person who is not an authorised person ("A") does not carry on an activity of the kind specified by article 53D by reason of

(a) anything done by an authorised person ("B") in relation to a regulated sale and rent back agreement which B is administering pursuant to arrangements of the kind mentioned in article 63K(a); or

(b) anything A does in connection with the administration of a regulated sale and rent back agreement in circumstances falling within article 63K(b).".

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