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UK Financial Services Law
Legislation (UK)
Statutory Instruments
2009
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Table of Contents
Table of Contents
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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009 [SI 2009 No. 1342]
Introductory Text
Part 1 General (art. 1)
Article 1 Citation, commencement and interpretation
Part 2 Amendments of the Regulated Activities Order (arts. 2-22)
Article 2 Amendment of the Principal Order
Article 3 Definitions
Article 4 Arranging sale and rent back agreements
Article 5 Exclusion of arrangements not causing a deal
Article 6 Exclusion where a person provides a means of communication between parties
Article 7 Exclusion where the arranger is a party to the contract, plan or agreement
Article 8 Exclusion of arrangements where transaction is with or through authorised persons
Article 9 Exclusion made in the course of administration by authorised person
Article 10 Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
Article 11 Exclusion of certain other arrangements consisting of an introduction to an authorised person etc.
Article 12 Other exclusions: arranging
Article 13 Advising on regulated sale and rent back agreements
Article 14 Exclusion of advice given in newspapers etc.
Article 15 Exclusion of advice given in the course of administration by authorised person
Article 16 Other exclusions: advising
Article 17 Entering into and administering regulated sale and rent back agreements
Article 18 Exclusion of trustees, nominees and personal representatives
Article 19 Exclusion of activities carried on in the course of a profession or non-investment business
Article 20 Overseas persons
Article 21 Specified investments
Article 22 Rights to or interests in investments
Part 3 Amendments of Primary Legislation (arts. 23-26)
Article 23 Amendments of the Companies Act 1985
Article 24 Amendments of the Law of Property (Miscellaneous Provisions) Act 1989
Article 25 Amendments of the Financial Services and Markets Act 2000
Article 26 Amendments of the Companies Act 2006
Part 4 Amendments of Other Secondary Legislation (arts. 27-31)
Article 27 Amendments of the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
Article 28 Amendments of the Financial Services and Markets Act 2000 (Exemption) Order 2001
Article 29 Amendments of the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
Article 30 Amendments of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
Article 31 Amendments of the Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations 2008
Part 5 Transitional Provisions (arts. 32-34)
Article 32 Interim permission and interim variation of permission
Article 33 Application of the Authority's rules etc. to persons with an interim permission or interim variation of permission
Article 34 Application of the Act etc.
Schedule - Application of the Act and the Principal Order to Persons With an Interim Permission
Signature
Explanatory Note
Explanatory Memorandum
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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2009 [SI 2009 No. 1342]
Part 5 Transitional Provisions (arts. 32-34)
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Part 5 Transitional Provisions (arts. 32-34)
Article 32 Interim permission and interim variation of permission
Article 33 Application of the Authority's rules etc. to persons with an interim permission or interim variation of permission
Article 34 Application of the Act etc.
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