(1) When an AIF acquires control of a non‑listed company or an issuer, the AIFM managing the AIF must make available the information in paragraph (2) to -
(a) the company or issuer;
(b) the shareholders of the company or issuer of which the identities and addresses are available to the AIFM or can be made available by the company or issuer or through a register to which the AIFM has or can obtain access; and
(c) the FCA.
(2) The information is -
(a) the identity of the AIFM which either individually or in agreement with other AIFMs manages the AIF or AIFs that have acquired control;
(b) the policy for preventing and managing conflicts of interest, in particular between -
(i) the AIFMs or the AIFs, and
(ii) the company or issuer;
(c) the specific safeguards to ensure that any agreement between -
(i) the AIFMs or the AIFs, and
(ii) the company or issuer,
is concluded at arm's length; and
(d) the policy for external and internal communication relating to the company or issuer, in partic
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