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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
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Regulation 71 Application of provisions of the Act to unauthorised AIFMs

(1) The following provisions of the Act apply in respect of an unauthorised AIFM as they apply in respect of an authorised person -

(a) section 165 [Section 165 was amended by paragraph 15 of Schedule 2 to the Financial Services Act 2010 and paragraph 1 of Schedule 12 to the Financial Services Act 2012.] (regulators' power to require information: authorised persons etc.);

(b) section 166 [Section 166 was substituted by paragraph 5 of Schedule 12 to the Financial Services Act 2012.] (reports by skilled persons);

(c) section 167 [Section 167 was amended by paragraph 7 of Schedule 12 to the Financial Services Act 2012 and by S.I. 2007/126.] (appointment of persons to carry out general investigations);

(d) section 176(3) (entry of premises under warrant);

(e) section 205 [Section 205 was amended by paragraphs 1 and 11 of Schedule 9 to the Financial Services Act 2012.] (public censure);

(f) section 206 [Section 206 was amended by section 10 of the Financial Services Act 2010 and by paragrap

Comparing proposed amendment...