1. European
  2. Legislation (EU)
  3. EU Regulations
  4. 2014
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  1. Regulation (EU) No 468/2014 of the European Central Bank of 16 April 2014 establishing the framework for cooperation within the Single Supervisory Mechanism between the European Central Bank and national competent authorities and with national designated authorities (SSM Framework Regulation) (ECB/2014/17)
  2. Part X Administrative penalties (arts. 120-137)
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Part X Administrative penalties (arts. 120-137)

Comparing proposed amendment...
Title 1 Definitions and relationship to Council Regulation (EC) No 2532/98 (arts. 120-122)
Entered into force
 Article 120 Definition of administrative penalties
Entered into force
 Article 121 Relationship to Regulation (EC) No 2532/98
Entered into force
 Article 122 ECB powers to impose administrative penalties under Article 18(7) of the SSM Regulation
Title 2 Procedural rules for the imposition of administrative penalties, other than periodic penalty payments, on supervised entities in euro area Member States (arts. 123-128)
Entered into force
 Article 123 Establishment of an independent investigating unit
Entered into force
 Article 124 Referral of alleged breaches to the investigating unit
Entered into force
 Article 125 Powers of the investigating unit
Entered into force
 Article 126 Procedural rights
Entered into force
 Article 127 Examination of the file by the Supervisory Board
Entered into force
 Article 128 Definition of total annual turnover for the purpose of determining the upper limit for administrative pecuniary penalties
Title 3 Periodic penalty payments (art. 129)
Entered into force
 Article 129 Procedural rules applicable to periodic penalty payments
Title 4 Time limits (arts. 130-131)
Entered into force
 Article 130 Limitation periods for imposing administrative penalties
Entered into force
 Article 131 Limitation periods for the enforcement of administrative penalties
Title 5 Publication of decisions and exchange of information (arts. 132-133)
Entered into force
 Article 132 Publication of decisions regarding administrative penalties
Entered into force
 Article 133 Informing the EBA
Title 6 Cooperation between the ECB and NCAs in euro area Member States under article 18(5) of the SSM Regulation (arts. 134-135)
Entered into force
 Article 134 Significant supervised entities
Entered into force
 Article 135 Reporting in respect of less significant supervised entities
Title 7 Criminal offences (art. 136)
Entered into force
 Article 136 Evidence of facts potentially giving rise to a criminal offence
Title 8 Proceeds from penalties (art. 137)
Entered into force
 Article 137 Proceeds from penalties
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