|
|
Title 1 Definitions and relationship to Council Regulation (EC) No 2532/98 (arts. 120-122) |
|
|
Article 120 Definition of administrative penalties |
|
|
Article 121 Relationship to Regulation (EC) No 2532/98 |
|
|
Article 122 ECB powers to impose administrative penalties under Article 18(7) of the SSM Regulation |
|
|
Title 2 Procedural rules for the imposition of administrative penalties, other than periodic penalty payments, on supervised entities in euro area Member States (arts. 123-128) |
|
|
Article 123 Establishment of an independent investigating unit |
|
|
Article 124 Referral of alleged breaches to the investigating unit |
|
|
Article 125 Powers of the investigating unit |
|
|
Article 126 Procedural rights |
|
|
Article 127 Examination of the file by the Supervisory Board |
|
|
Article 128 Definition of total annual turnover for the purpose of determining the upper limit for administrative pecuniary penalties |
|
|
Title 3 Periodic penalty payments (art. 129) |
|
|
Article 129 Procedural rules applicable to periodic penalty payments |
|
|
Title 4 Time limits (arts. 130-131) |
|
|
Article 130 Limitation periods for imposing administrative penalties |
|
|
Article 131 Limitation periods for the enforcement of administrative penalties |
|
|
Title 5 Publication of decisions and exchange of information (arts. 132-133) |
|
|
Article 132 Publication of decisions regarding administrative penalties |
|
|
Article 133 Informing the EBA |
|
|
Title 6 Cooperation between the ECB and NCAs in euro area Member States under article 18(5) of the SSM Regulation (arts. 134-135) |
|
|
Article 134 Significant supervised entities |
|
|
Article 135 Reporting in respect of less significant supervised entities |
|
|
Title 7 Criminal offences (art. 136) |
|
|
Article 136 Evidence of facts potentially giving rise to a criminal offence |
|
|
Title 8 Proceeds from penalties (art. 137) |
|
|
Article 137 Proceeds from penalties |
