|
| Recitals |
| Chapter I General provisions (arts. 1-7) |
Applicable | Article 1 Subject matter and objective |
Applicable | Article 2 Definitions |
Applicable | Article 3 Authorisation and central public register |
Applicable | Article 4 Designation and prohibition on transformation |
Applicable | Article 5 Application for authorisation as an ELTIF |
Applicable | Article 6 Conditions for granting authorisation as an ELTIF |
Applicable | Article 7 Applicable rules and liability |
| Chapter II Obligations concerning the investment policies of ELTIFs (8-17) |
| Section 1 General rules and eligible assets (arts. 8-12) |
Applicable | Article 8 Investment compartments |
Applicable | Article 9 Eligible investments |
Applicable | Article 10 Eligible investment assets |
Applicable | Article 11 Qualifying portfolio undertaking |
Applicable | Article 12 Conflict of interest |
| Section 2 Provisions on investment policies (arts. 13-17) |
Applicable | Article 13 Portfolio composition and diversification |
Applicable | Article 14 Rectification of investment positions |
Applicable | Article 15 Concentration |
Applicable | Article 16 Borrowing of cash |
Applicable | Article 17 Application of portfolio composition and diversification rules |
| Chapter III Redeption, trading and issue of UNITS or shares of an ELTIF and distribution of proceeds and capital (arts. 18-22) |
Applicable | Article 18 Redemption policy and life of ELTIFs |
Applicable | Article 19 Secondary market |
Applicable | Article 20 Issuance of new units or shares |
Applicable | Article 21 Disposal of ELTIF assets |
Applicable | Article 22 Distribution of proceeds and capital |
| Chapter IV Transparency requirements (arts. 23-25) |
Applicable | Article 23 Transparency |
Applicable | Article 24 Additional requirements of the prospectus |
Applicable | Article 25 Cost disclosure |
| Chapter V Margeting of UNITS or shares of ELTIFs (arts. 26-31) |
Applicable | Article 26 Facilities available to investors |
Applicable | Article 27 Internal assessment process for ELTIFs marketed to retail investors |
Applicable | Article 28 Specific requirements concerning the distribution of ELTIFs to retail investors |
Applicable | Article 29 Specific provisions concerning the depositary of an ELTIF marketed to retail investors |
Applicable | Article 30 Additional requirements for marketing ELTIFs to retail investors |
Applicable | Article 31 Marketing of units or shares of ELTIFs |
| Chapter VI Supervision (arts. 32-35) |
Applicable | Article 32 Supervision by the competent authorities |
Applicable | Article 33 Powers of competent authorities |
Applicable | Article 34 Powers and competences of ESMA |
Applicable | Article 35 Cooperation between competent authorities |
| Chapter VII Final provisions (arts. 36-38) |
Applicable | Article 36 Processing of applications by the Commission |
Applicable | Article 37 Review |
Applicable | Article 38 Entry into force |
| Done at |